This page has been archived.
Information identified as archived on the Web is for reference, research or recordkeeping purposes. It has not been altered or updated after the date of archiving. Web pages that are archived on the Web are not subject to the Government of Canada Web Standards. As per the Communications Policy of the Government of Canada, you can request alternate formats on the "Contact Us" page.
Name of Internal Audit |
Internal Audit Type |
Status |
Completion Date [1] |
---|---|---|---|
Audit of Family Violence and Other Social Services – Preliminary Survey |
Transfer Payment |
Completed |
October 2010 |
Review of the Education Information System |
IT Audit |
Completed |
November 2010 |
Grants and Contributions – Departmental Controls, Horizontal Departmental Audit (Canada Economic Action Plan) |
Transfer Payment |
Completed |
February 2011 |
Audit of Nunavut Surface Rights Tribunal |
Internal Management |
Completed |
May 2010 |
Audit of the Implementation of the Urban Aboriginal Strategy (UAS) |
Program Audit |
Completed |
May 2010 |
Audit of Information Management (CIDM Focus) |
IT Audit |
Completed |
May 2010 |
Audit of Trust Accounts |
Internal Management |
Completed |
September 2010 |
Audit of Security Program |
Internal Management |
Completed |
September 2010 |
Post-implementation Audit of First Nations and Inuit Transfer Payment System |
IT Audit |
Completed |
September 2010 |
Audit of PeopleSoft |
Internal Management |
Completed |
September 2010 |
Audit of Payroll |
IT Audit |
Completed |
November 2010 |
Audit of Housing* |
Program Audit |
Completed |
September 2010 |
Audit of IM/IT Expenditures and Management Control Framework |
IT Audit |
Completed |
September 2010 |
Audit of Infrastructure* |
Program Audit |
Completed |
February 2011 |
Completed Evaluations – April 1st 2010 – March 31st 2011 |
|||
---|---|---|---|
Name of Evaluation and |
Program |
Status |
Completion Date |
Summative Evaluation of the Contributions for Inuit Counselling in the South http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/ics/ics-eng.asp |
Northern Governance and People |
Completed |
May 2010 |
Summative Evaluation of First Nations Oil and Gas Moneys Management Act Implementation http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/ogm/ogm-eng.asp |
Aboriginal Economic Development |
Completed |
May 2010 |
Implementation Evaluation of the Enhanced Prevention Focused Approach in Alberta for the First Nations Child and Family Services Program http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/fcf/fcf-eng.asp |
Social Development |
Completed |
September 2010 |
Summative Evaluation of the Contributions to Indian Bands For Registration Administration http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/ibr/ibr-eng.asp |
Managing Individual Affairs |
Completed |
September 2010 |
Impact Evaluation of Contributions to Indian Bands for Land Management on Reserve http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/iblmo/iblmo-eng.asp |
Land and Economy |
Completed |
September 2010 |
Summative Evaluation of the Capital Facilities and Maintenance Program http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/cfm/cfm-eng.asp |
Community Infrastructure |
Completed |
September 2010 |
Impact Evaluation of the Intervention Policy |
Internal Services |
Completed |
November 2010 |
Impact Evaluation of EcoENERGY for Aboriginal and Northern Communities http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/ece/ece-eng.asp |
Northern Governance and People |
Completed |
November 2010 |
Summative Evaluation of Assist Northerners in Assessing Key Vulnerabilities and Opportunities |
Northern Governance and People |
Completed |
February 2011 |
Impact Evaluation of On-Reserve Housing (including Shelter Allowance and Ministerial Loan Guarantees) http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/orhs/orhs-eng.asp |
Community Infrastructure |
Completed |
February 2011 |
Impact Evaluation of the Implementation of Self-Government Agreements http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/sga/sga-eng.asp |
Treaty Management |
Completed |
February 2011 |
Evaluation of the Miawpukek First Nation Grant Agreement http://www.ainc-inac.gc.ca/ai/arp/aev/pubs/ev/mwp/mwp-eng.asp |
Governance and Institutions of Government |
Completed |
February 2011 |
[1] Date recommended by the audit Committee to the DM.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
1 This Internal Audit work is being conducted as part of the Office of the Auditor General’s audit of Payments to Producers, expected to be tabled in fall 2011. | |||
Hog Farm Transition Program | Transfer Payment | Completed | Apr 2010 |
Hog Industry Loan Loss Reserve Program | Transfer Payment | Completed | Apr 2010 |
Information Privacy | Information Management | Completed | Nov 2010 |
Acquisition Card Program | Corporate | Completed | Nov 2010 |
Slaughter Improvement Program | Transfer Payment | Completed | Feb 2011 |
Agricultural Flexibility Fund | Transfer Payment | Completed | Feb 2011 |
Horizontal Audit of Grants and Contributions | Transfer Payment | Completed | Feb 2011 |
Agri-Opportunities Program | Transfer Payment | Completed | Jun 2011 |
Information Technology – Governance | Information Technology | In progress | Oct 2011 |
Follow-Up (in relation to AgriStability) on Previous Audits of Canadian Agricultural Income Stabilization Programs1 | Transfer Payment Follow-up | In progress | Nov 2011 |
Human Resources – Payroll | Corporate | In progress | Mar 2012 |
AgriInsurance | Transfer Payment | Postponed to 2012-13 | 2012-13 |
Budgetary Control Process | Corporate | Removed from Audit Plan | N/A |
Procurement and Contracting Transactions | Corporate | Removed from Audit Plan | N/A |
Grants and Contributions Delivery System | System Under Development | Removed from Audit Plan | N/A |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Research Project Selection Process | Science, Innovation and Adoption | Completed | Jun 2010 |
Agri-Opportunities Program | Science, Innovation and Adoption | Completed | Nov 2010 |
Agricultural Bioproducts Innovation Program |
Science, Innovation and Adoption | Completed | Mar 2011 |
ecoAgriculture Biofuels Capital Initiative (ecoABC) | Science, Innovation and Adoption | Completed | Mar 2011 |
Bovine Spongiform Encephalopathy (BSE) Lessons Learned | Business Risk Management | Completed | Mar 2011 |
Meta Evaluation of Innovation Programs | Science, Innovation and Adoption | Completed | Jun 2011 |
AgriRecovery/Agricultural Disaster Relief Program | Business Risk Management | In progress | Sep 2011 |
Plum Pox Virus Eradication Program | Food Safety and Biosecurity Risk Management Systems | In progress | Oct 2011 |
Evaluation of Agriculture Marketing Programs (Advance Payments Program/ Price Pooling Program) | Business Risk Management | In progress | Oct 2011 |
Production Insurance | Business Risk Management | Planning | Jun 2012 |
Community Pastures | On-Farm Action | Planning | Mar 2014 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Assisted Human Reproduction Canada’s Performance Evaluation http://www.ahrc-pac.gc.ca/v2/pubs/performance-evaluation-rendement-eng.php |
Licensing and Enforcement of a Regulatory Framework for Assisted Human Reproduction Health Information and Knowledge Management for Assisted Human Reproduction |
Completed | Final, December 3rd, 2010 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Follow-up on the 2006-2007 Audit of Community Development | Community investment | Completed | November 2010 |
Management of Information Technology Security Compliance 1 | Information management | Completed | January 2011 |
Follow-up on the 2006-2007 Audit of the Business Development Program | Transfer payment | Completed | February 2011 |
Due Diligence in the Business Development Program 2 | Transfer payment | Completed | February 2011 |
Classification 3 | Human resources | Completed | March 2011 |
Advance Management 4 | Transfer payment | Completed | March 2011 |
Corporate Risk Management | Risk management | Completed | March 2011 |
Post-Payment Verification 5 | Transfer payment | Completed | July 2011 |
Due Diligence in the Delivery of the Economic Action Plan (RInC and CAF) 6 | Transfer payment | Completed | July 2011 |
Values and Ethics Practices 7 | Organizational governance | Completed | July 2011 |
Due Diligence in the Atlantic Investment Fund | Transfer payment | In Progress | December 2011 |
Audit of Information Management Control Framework (Horizontal Audit) 8 | Information technology | In Progress | March 2012 |
[1] This engagement was added after the closing of the last planning and priorities cycle.
[2] This audit was originally planned for completion in 2011-12 and was titled: "Non-Commercial Projects."
[3] Formerly called "Employment and Workplace Practices and Labour Relations."
[4] This engagement was added after the closing of the last plans and priorities cycle.
[5] This engagement was added after the closing of the last plans and priorities cycle.
[6] This engagement was added after the closing of the last plans and priorities cycle.
[7] Formerly called "Agency-wide Integrity and Ethics."
[8] This horizontal audit replaces two information technology audits formerly planned for completion in 2010-11: "Leadership and Accountability for Organizational Outcomes" and "Integration into Organizational Governance." The planned audit was replaced by a horizontal audit occurring in the same time
frame.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Financing Continuum Program Sub-Activity | Enterprise Development | Completed | September 2010 |
Trade and Investment Program Sub-Activity | Enterprise Development | Completed | September 2010 |
Entrepreneurship and Business Skills Development Program Sub-Activity | Enterprise Development | Completed | September 2010 |
Business Skills Development | Enterprise Development/ Community Development | Completed | June 2011 |
Policy, Advocacy and Coordination | Policy Advocacy and Coordination | In Progress | October 2011 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Financial Management Framework | Assurance | Completed | April 2010 |
Form K84 – Process and Accounting | Assurance | Completed | June 2010 |
CBSA-Citizenship and Immigration Canada Memorandum of Understanding | Assurance | Completed | July 2010 |
Employer-Employee Relationship with Contractors | Assurance | Completed | October 2010 |
Year-End Cash Cut-Off Procedures for 2009–10 | Assurance | Completed | October 2010 |
Duties Relief Program –Drawbacks | Assurance | Completed | December 2010 |
Laboratory Services | Assurance | Completed | December 2010 |
eManifest Phase II | Assurance | Completed | March 2011 |
Harmonized Risk Scoring-Advance Trade Data | Assurance | Completed | March 2011 |
Accounts Receivable | Assurance | In progress | 2011 |
Currency Seizures | Assurance | In progress | 2011 |
Information Management | Assurance | In progress | 2011 |
Ports of Entry − Tools and Methodology | Assurance | In progress | 2011 |
Process Monitoring Framework | Assurance | In progress | 2011 |
Training and Learning | Assurance | In progress | 2011 |
Year-End Cash Cut-Off Procedures for 2010–11 | Assurance | In progress | 2011 |
Human Resource Staffing | Assurance | In progress | 2012 |
Management of Overtime | Assurance | In progress | 2012 |
eManifest III | Assurance | Planned* | |
Information Technology Architecture/Infrastructure | Assurance | Planned* | |
Management of Government Information Holdings | Assurance | Planned* | |
Management of Information Technology Security − Phase I | Assurance | Planned* | |
Marine (Commercial) | Assurance | Planned* | |
Port of Entry 1 | Assurance | Planned* | |
Port of Entry 2 | Assurance | Planned* | |
Port of Entry 3 | Assurance | Planned* | |
Project Management | Assurance | Planned* | |
Refugee Reform Initiative | Assurance | Planned* | |
Targeting Program | Assurance | Planned* | |
Trusted Travellers | Assurance | Planned* | |
Vancouver Overtime | Assurance | Planned* | |
Accelerated Commercial Release Operations Support System Controls | Assurance | Cancelled | |
Biometrics | Assurance | Cancelled | |
Procurement – Service Standards | Assurance | Cancelled | |
Controls on Seized Identity Documents (Immigration and Refugee Protection Act) | Assurance | To be re-evaluated | |
Advance Passenger Information/Passenger Name Record Data from Airlines | Assurance | Deferred | |
Arming Initiative (Change Management Strategy) | Assurance | Deferred | |
Compliance Verification Programs | Assurance | Deferred | |
Process to Share Intelligence Information Internally | Assurance | Deferred | |
Security Management Framework | Assurance | Deferred |
*The completion dates of these audits will be determined in 2011-12.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of IT Desktop Services for CBSA End Users | Internal Services | Completed | August 2010 |
2009–10 Evaluation of the Investments to Combat the Criminal Use of Firearms Initiative (The CBSA participated in this evaluation, which was led by Public Safety Canada.) | Risk Assessment | Completed | November 2010 |
Evaluation of the CBSA Detentions and Removals Programs | Immigration Enforcement | Completed | November 2010 |
10-Year Evaluation of Canada's Anti-Money Laundering and Anti-Terrorist Financing Regime (The CBSA participated in this evaluation, which was led by the Department of Finance Canada.) | Risk Assessment | Completed | December 2010 |
Evaluation of the CBSA Criminal Investigations Program (Immigration and Refugee Protection Act) | Immigration Enforcement | Completed | December 2010 |
Evaluation of the Partners in Protection (PIP) Program | Secure and Trusted Partnerships | Completed | January 2011 |
Evaluation of the Western Hemisphere Travel Initiative |
Admissibility Determination | Completed | March 2011 |
Evaluation of the Integrated Proceeds of Crime Initiative (The CBSA participated in this evaluation, which was led by Public Safety Canada.) | Risk Assessment | Completed | March 2011 |
Evaluation of the 2006 Policy on Internal Audit (The CBSA participated in this evaluation, which was led by the Treasury Board of Canada Secretariat.) | Internal Services | Completed | March 2011 |
Evaluation of the Clearance of Commercial Passenger Vessels | Admissibility Determination | Completed | May 2011 |
Evaluation of the 2010 Olympic and Paralympic Winter Games (The CBSA is participating in this evaluation, which is led by the RCMP.) | Risk Assessment / Admissibility Determination | In progress | September 2011 |
Evaluation of the Federal Tobacco Control Strategy (The CBSA is participating in this evaluation, which is led by Health Canada.) |
Risk Assessment / Admissibility Determination |
In progress | September 2011 |
Evaluation of the G-8 and G-20 Summits (The CBSA is participating in this evaluation, which is led by the RCMP.) |
Risk Assessment / Admissibility Determination |
In progress | September 2011 |
Evaluation of the National Anti-Drug Strategy (NADS) (The CBSA is participating in this evaluation, which is led by the Department of Justice Canada.) |
Risk Assessment / Admissibility Determination |
In progress | September 2011 |
Evaluation of Project Concept (The CBSA is participating in this evaluation, which is led by the RCMP.) |
Risk Assessment / Admissibility Determination |
In progress | September 2011 |
Evaluation of the Temporary Foreign Worker Program (The CBSA is participating in this evaluation, which is led by Citizenship and Immigration Canada and Human Resources and Skills Development Canada.) | Admissibility Determination / Immigration Enforcement | In progress | September 2011 |
Evaluation of the CBSA Officer Recruitment and Port of Entry Recruitment Training Program (POERT) | Internal Services | In progress | November 2011 |
Evaluation of CBSA Enforcement Teams and Participation in Joint Force Operations | Risk Assessment | In progress | November 2011 |
Evaluation of the eManifest Initiative | Risk Assessment / Admissibility Determination | In progress | December 2011 |
Evaluation of the Recourse Program | Recourse | In progress | January 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Core Control Audit conducted by the Office of the Comptroller General | Assurance that controls over financial management are in compliance with FAA, and TBS policies and directives. | Onsite audit conducted between February and April 2011 | Final report presented in July 2011 |
Information Management Horizontal Audit Conducted by the Office of the Comptroller General in Small Departments and Agencies http://www.tbs-sct.gc.ca/ia-vi/docs/plans-eng.asp |
Assurance that plans and measures are in place to appropriately manage, store and dispose information. | Examination completed in March 2011 | Expecting final report during the summer 2011 |
Electronic Link to Evaluation Plan: http://www.cra-arc.gc.ca/gncy/ntrnl/menu-eng.html
|
Electronic Link to Evaluation Plan: http://www.cra-arc.gc.ca/gncy/ntrnl/menu-eng.html
|
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Review of Compensation for Non-indeterminate Employees | Review | Completed and Approved | October 2010 |
System Under Development Audit of the Integrated Learning Management System | Assurance | Completed and Approved | February 2011 |
OCG Horizontal Internal Audit on Compliance with the Common Services Policy | Assurance | Completed | August 2011 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Training Provided to the Procurement, Material Management and Real Property (PMMRP) Functional Community | Foundational Learning | Completed | August 2010 |
Advanced Leadership Program | Organizational Leadership Development | In progress | October 2011 |
Leadership Across Borders: A Four Country Program | Organizational Leadership Development | In progress | March 2012 |
Broadening Access to Canadian Universities |
Foundational Learning | In progress | February 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Horizontal Internal Audit of Information Technology and Asset Management in Small Departments and Agencies | Horizontal Audit for Small Departments | Completed | May 2010 |
Name of Evaluation | Program Activity | Program Type | Status | Completion Date |
---|---|---|---|---|
CCOHS Program Evaluation and Financial Capacity Assessment, 2009 | Occupational health and safety information development, delivery services and tripartite collaboration | Summative/impact evaluation | Completed | September, 2009 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
No internal audits were conducted during the reporting period. |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the Cabinet Directive on the Environmental Assessment of Policy, Plan and Program Proposals | Environmental Assessment Support Environmental Assessment Development |
Completed | March 2010 |
Evaluation of the Promotion, Research and Development Program | Environmental Assessment Development | Completed | March 2010 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of IM/IT Governance http://www.inspection.gc.ca/english/agen/eval/imitgitie.shtml |
Stewardship-Corporate IM/ITControls | Completed | May 2010 |
Audit of the MOU Between CFIA and CBSA http://www.inspection.gc.ca/english/agen/eval/cbsaasfce.shtml |
Performance- Compliance with MOU | Completed | May 2010 |
Audit of Terrestrial Animal Health - ESS |
Performance- Animal Health Program | Completed | June 2010 |
Audit of Acquisition Cards |
Stewardship- Corporate Financial Management Controls | Completed | June 2010 |
Audit of Revenue Management http://www.inspection.gc.ca/english/agen/eval/remangese.shtml |
Stewardship- Corporate Financial Management Controls | Completed | June 2010 |
Audit of the Management of Imported Food Safety |
Performance | Completed | July 2010 |
Audit of Financial Management Control Framework http://www.inspection.gc.ca/english/agen/eval/finmangese.shtml |
Stewardship- Corporate Financial Management Control | Completed | July 2010 |
Audit of Enforcement Investigation Services |
Performance- Enforcement and Investigation Controls | Completed | February 2011 |
Audit of Compliance Verification System: (Meat) http://www.inspection.gc.ca/english/agen/eval/2011/cvssvcevale.shtml |
Performance- Food Safety Meat Program | Completed | February 2011 |
Audit of Plant Health and Biosecurity http://www.inspection.gc.ca/english/agen/eval/2011/bioevale.shtml |
Performance- Plant Health and Biosecurity | Completed | January 2011 |
Audit of Federal Assistance Program http://www.inspection.gc.ca/english/agen/eval/2011/fappafe.shtml |
Stewardship | Completed | March 2011 |
Audit of Fast Track Staffing |
Stewardship- Human Resources Program | Completed | March 2011 |
Audit of Real Property | Stewardship | In Progress | TBD |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the National Aquatic Animal Health Program | Animal Health Risks and Production Systems | Completed | June 2010 |
Evaluation of the CFIA's Contribution to the 2010 Winter Olympic and Paralympic Games | Food Safety and Nutrition Risks and Plant Health Risks and Production Systems | Completed | September 2010 |
Evaluation of the Federal Assistance Program | All CFIA Program Activities | Completed | March 2011 |
Evaluation of CFIA's Imported Food Activities | Food Safety and Nutrition Risks | Cancelled | N/A |
Evaluation of Administrative Monetary Penalties | Animal Health Risks and Production Systems and Plant Health Risks and Production Systems | In Progress | September 2011 |
Evaluation of the Bovine Spongiform Encephalopathy (BSE) Programming: Enhanced Feed Ban | Animal Health Risks and Production Systems | In Progress | March 2012 |
Evaluation of the Food Vulnerability Assessment | Food Safety and Nutrition Risks | In Progress | June 2011 |
Evaluation of Stakeholder Consultation Activities | All CFIA Program Activities | In Progress | September 2011 |
Evaluation of BSE I and II (Interdepartmental; lead by Health Canada) | Food Safety and Nutrition Risks | In Progress | June 2012 |
Evaluation of Health Canada's Food Safety Nutrition Quality Program (Interdepartmental; lead by Health Canada) | Food Safety and Nutrition Risks | In Progress | December 2011 |
Evaluation of the 2010 Winter Olympic and Paralympic Games (Interdepartmental; lead by Canadian Heritage) | Food Safety and Nutrition Risks and Plant Health Risks and Production Systems | In Progress | September 2011 |
Evaluation of the Plum Pox Virus (Interdepartmental; jointly lead by Agriculture and Agri-Food Canada and Canadian Food Inspection Agency) | Plant Health Risks and Production Systems | In Progress | September 2011 |
Evaluation of the Federal Contaminated Sites (Interdepartmental; lead by Environment Canada) | Animal Health Risks and Production Systems and Plant Health Risks and Production Systems | In Progress | March 2013 |
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Evaluation of the Review of Military Grievances Program | Review of Canadian Forces grievances referred by the Chief of the Defence Staff | Summative evaluation | Completed | July 2010 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Information Technology Asset Management (Office of the Comptroller-General Horizontal Audit) http://grainscanada.gc.ca/cgc-ccg/cr-rm/audits-verifications/aitam-vtiga/aitam-vtiga-eng.pdf | Financial/Operational | Complete | April 2010 |
Audit of Financial Signing Authority Delegation http://grainscanada.gc.ca/cgc-ccg/cr-rm/audits-verifications/afsad-vdsamf/afsad-vdsamf-eng.pdf | Financial | Complete | February 2011 |
Audit of the CGC’s Implementation of the Public Servants Disclosure Protection Act http://grainscanada.gc.ca/cgc-ccg/cr-rm/audits-verifications/psdpa-lpfdar/psdpa-lpfdar-eng.pdf | Governance, Risk Management | Complete | February 2011 |
Follow-up to the Audit of Canadian Identity Preserved Recognition System from 2006-2007 | Follow-up | Complete | April 2011 |
Follow-up to the Audit of Testing in the Grain Research Laboratory from 2006-2007 | Follow-up | Complete | April 2011 |
Follow-up to the Audit of Acquisition Cards from 2005-2006 | Follow-up | Complete | April 2011 |
Follow-up to the Audit of Harvest Sample Program from 2005-2006 | Follow-up | Complete | April 2011 |
Audit of the Design of Entity Level Controls | Governance, Internal Controls | In Progress | September 2011 |
Review of the Implementation of ISO in the Grain Research Laboratory | Operational | In Progress | September 2011 |
Integrated Risk Management and the Corporate Risk Profile | Risk Management | In Progress | March 2012 |
Strategic and Integrated Planning | Governance | In Progress | December 2011 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Not applicable (see below) | |||
Note: During 2009-10, the Canadian Grain Commission hired a Chief Audit Executive (CAE) responsible for planning and conducting evaluations in addition to internal audit. The Canadian Grain Commission priority for 2010-2011 was to implement a fully operational internal audit function. Development of the Program Evaluation activity is now planned for 2011-2012.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Sport Canada Branch |
Internal Audit | Completed |
June 2010 |
Compensation and Benefits |
Internal Audit | Completed |
June 2010 |
Official Languages Secretariat |
Internal Audit | Completed |
June 2010 |
Katimavik Program |
Internal Audit | Completed |
October 2010 |
Recipient Compliance Audit of the Vancouver Organizing Committee for the 2010 Olympic and Paralympic Winter Games Contribution Agreements | Internal Audit | Completed |
October 2010 |
Lieutenant Governor’s Program Follow-up | Internal Audit | Completed |
February 2011 |
Values and Ethics | Internal Audit | Completed | June 2011 Will be imminently posted. |
IT Infrastructure | Internal Audit | Completed | June 2011 Will be posted September 12, 2011. |
Procurement Practices | Internal Audit | Completed | June 2011 http://www.pch.gc.ca/pgm/em-cr/assurnc/2011/index-eng.cfm |
Name of Evaluation and link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Exchanges Canada Program | Promotion of and Attachment to Canada (4) | Completed |
March 2010 |
Arts, Culture and Diversity Program | Arts (1) | Completed |
June 2010 |
Canadian Studies Program | Promotion of and Attachment to Canada (4) | Completed |
August 2010 |
Katimavik Program | Promotion of and Attachment to Canada (4) | Completed |
November 2010 |
Aboriginal Peoples’ Program | Engagement and Community Participation (5) | Completed |
February 2011 |
Sport Canada Programs | Sport (7) | Completed |
May 2011 |
Building Communities Through Arts and Heritage | Heritage (3) | In progress | December 2011 |
Canadian Conservation Institute | Heritage (3) | In progress | November 2011 |
Canada Travelling Exhibitions Indemnification Program | Heritage (3) | Completed |
July 2011 |
Roadmap for Canada’s Linguistic Duality | Official Languages (6) | In progress | November 2012 |
Accountability and Coordination Framework | Official Languages (6) | In progress | March 2012 |
Official Languages Support Program | Official Languages (6) | Planned | September 2012 |
2010 Olympic and Paralympics Winter Games | Sport (7) | In progress | November 2011 |
Shanghai 2010 Exposition | Promotion of and Attachment to Canada (4) | In progress | March 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Compliance with the Employment Equity Act. | Compliance Audit | In Progress | September 2011 |
Information Management. | Horizontal Audit | Planned | December 2011 |
Implementation of Management Accountability Framework (MAF) Action Plan. | Compliance Audit | Planned | April 2012 |
Integrated Business and Human Resources Planning and Analysis process. | Horizontal Audit | Planned | September 2012 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Alternative Dispute Resolution (ADR) process. | Human Rights Dispute Resolution | In Progress | May 2011 |
Risk Management Capability. | Internal Services | Planned | April 2013 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Human Resources | Assurance: Human Resources | Completed | October 2010 |
Salary and Training Awards Programs | Assurance: Transfer Payment Program | Completed | August 2010 |
Financial Information for Decision Making | Assurance: Finance | Completed | June 2011 |
Information Technology Security (Phase 1) | Assurance: Information Management | In Progress | October 2010 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Canada Research Chairs | 1.2.1.2. CRC Program | Completed | March 2011 |
Salary Support Program | 1.2.1.1 Open Salary Support | In progress | October 2011 |
Business-Led Networks of Centres of Excellence | 1.3.2.2. BL-NCE Program | In progress | October 2011 |
National Anti-Drug Strategy Treatment Research Initiative | 1.4.1.5. NADS | In progress | December 2011 |
Knowledge Translation Programs | 1.4.2. Knowledge Translation Programs | In progress | January 2012 |
Regenerative Medicine and Nanomedicine Initiative (RMNI) | 1.4.1.1. Strategic Initiatives | In progress | January 2012 |
Collaborative Health Research Partnerships (CHRP) Program | 1.3.1. Research Commercialization Programs | In progress | January 2012 |
Centres of Excellence for Commercialization and Research (CECR) | 1.3.2.3. CECR Program | In progress | February 2012 |
Open Operating Grant Program (OOGP) | 1.1.1. Open Research Grant Program | In progress | March 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Effectiveness and Efficiency of Information Management | Horizontal internal audit | In progress | Spring 2011 |
Audit of Internal Controls | Horizontal internal audit | Projected | Winter 2012 |
Name of Internal Audit | Audit Type | Status | Completion Date |
---|---|---|---|
IT asset management | Management Audit | Completed | May 2010 |
Payroll Controls | Financial Controls Audit | Completed | October 2010 |
Follow-up Audit – Implemented Internal Audit Recommendations | Management and Controls Audit | Completed | October 2010 |
Internal Audit of Financial Management [PDF Format] | Management Audit | Completed | March 2011 |
Horizontal Internal Audit of the Grants and Contributions Management Control Framework in Large Departments and Agency | Controls Audit | In-progress | |
Audit of Travel Management | Management Audit | In-Progress | |
Audit of Administrative Arrangement | Management Audit | In-Progress |
Name of evaluation | Program activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Canada Fund for Africa | Selected countries and regions | Summative evaluation | Completed | January 2011 |
Senegal Program | Countries of concentration | Country program evaluation | Completed | February 2011 |
Southern Sudan Program | Fragile countries and crisis-affected communities | Multidonor evaluation | Completed | February 2011 |
Afghanistan Program | Fragile countries and crisis-affected communities | Scoping/Evaluability Assessment | Completed | April 2011 |
CIDA Pilot: Methodology to evaluation development effectiveness of multilateral organizations | Multilateral, international, and Canadian institutions | Multidonor evaluation | Completed | February 2011 |
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Inter-American Program | Countries of concentration | Regional program evaluation | In Progress | July 2011 |
Ukraine Program | Countries of concentration | Country program evaluation | In Progress | July 2011 |
Paris Declaration Joint Evaluation, Phase II | Multilateral, international, and Canadian institutions | Multidonor evaluation | In Progress | July 2011 |
Canada Investment Fund for Africa | Selected countries and regions | Joint mid-term evaluation with DFAIT | In Progress | October 2011 |
Review of the Effectiveness of CIDA's Grants and Contributions | Corporate/Thematic | TB request | In Progress | September 2011 |
General Budget Support: Mali | Corporate/Thematic | Multidonor evaluation | In Progress | October 2011 |
Honduras Program | Countries of concentration | Country program evaluation | In Progress | October 2011 |
World Health Organization | Multilateral, international, and Canadian institutions | Multidonor evaluation | In Progress | December 2011 |
Asian Development Bank | Multilateral, international, and Canadian institutions | Multidonor evaluation | In Progress | December 2011 |
Evaluation of Humanitarian Assistance Programs | Corporate/Thematic | Corporate evaluation | In Progress | February 2012 |
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
General Budget Support: Tanzania | Corporate/Thematic | Multidonor evaluation | In Progress | June 2012 |
Mali Program | Countries of concentration | Country program evaluation | In Progress | June 2012 |
Tanzania Program | Countries of concentration | Country program evaluation | In Progress | June 2012 |
Afghanistan Program | Fragile countries and crisis-affected communities | Country program evaluation | In Progress | April 2012 |
Inter-American Development Bank | Multilateral, international, and Canadian institutions | Multilateral | In Progress | February 2012 |
World Food Programme | Multilateral, international, and Canadian institutions | Multilateral | In Progress | February 2012 |
UNDP | Multilateral, international, and Canadian institutions | Multilateral | In Progress | February 2012 |
Please note: this list includes only evaluations conducted by the CIDA's Evaluation Directorate. Branch-led evaluations are not included in this list.
CanNor manages its internal audit and evaluation functions in close collaboration with the Office of the Comptroller General (OCG) and Treasury Board Secretariat (TBS). OCG plays the primary role as CanNor’s auditor – as part of the arrangements for small departments and agencies under TBS’s Policy on Internal Audit.
In 2010-2011, CanNor worked on developing a comprehensive Performance Measurement Framework covering all of its program activities. Implementation of the supporting data gathering system will be a priority in 2011-2012.
The Agency has also been working to develop a detailed corporate risk profile to help guide decisions on where audit projects may be undertaken by the Agency as a supplement to OCG audit activities.
Name of Internal Audit | Audit Type | Status | Completion Date |
---|---|---|---|
Financial Management | Planned | July 2012 |
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Strategic Investments in Northern Economic Development (SINED) – Summative Evaluation | Transfer Payment | Planned | 2013-2014 |
Community Adjustment Fund – Input to Horizontal Initiative | Transfer Payment | Planned | 2011-2012 |
Recreational Infrastructure Canada Fund – Input to Horizontal Initiative | Transfer Payment | Planned | 2011-2012 |
CanNor Support for Northern Federal Councils | Internal Management | Planned | 2012-2013 |
Electronic link to evaluation plan: CanNor will be finalizing an Internal Audit Plan for the Agency in fiscal year 2011–2012, which will be posted to the Agency’s website.
The following activities were included in the CNSC risk-based Audit Plan for the period 2009-10 to 2011-12. This plan was updated in 2010 and 2011.
The latest updated plan was submitted to the CNSC’s Audit Committee in May 2011 for review and recommendation for approval by the CNSC’s President. It is based on the current capacity of the CNSC’s audit function, risk assessments of proposed audit projects, and management responses and action plans for prior audits for follow-up. The revised plan outlines the projects planned for the upcoming three years 2011-12 to 2013-14. Projects undertaken depend on factors such as resources available to the audit function, the scope and complexity, of projects, and the CNSC’s emerging issues and priorities.
The Commission has an Audit Committee with members who are external to the government and internal to the Commission. The Committee is chaired by an external member.
Additional information on the CNSC Internal Audits is available on the CNSC Web site.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Compliance Enforcement | Compliance and management audit | 2010-11 | Completed |
Audit of Revenue Management | Financial Audit | 2010-11 | Completed |
Preliminary Survey of Risk Management | Survey | 2010-11 | Completed |
Audit of Inspector Qualification and Training | Compliance and management audit | 2010-11 | Postponed |
Audit of Delegated Licensing Authority | Compliance and management audit | 2010-11 | Postponed |
Audit of Regulatory Document Development | Compliance and management | 2010-11 | Completed |
Audit of Corporate Governance | Compliance and management audit | 2010-11 | Postponed |
Monitoring of action plans from past audits | Monitoring | 2010-11 | Ongoing |
Follow-up on past audits, including Procurement Audit | Follow-up | 2010-11 | Ongoing |
The audit conducted is not included in the risk-based audit plan for the period 2010-2011 | |||
Audit of Travel and Hospitality | Compliance and management audit | 2010-11 | Completed |
In recent years, the oversight function at CNSC has been primarily the responsibility of internal audit. The Government of Canada Policy on Evaluation (the Policy) approved April 2009 revitalized evaluation to provide another element to the oversight function by demonstrating to Canadian’s value-for-money of government spending.
The CNSC began strengthening the evaluation function in Fiscal Year 2009-2010 to ensure alignment with the Policy. In 2010-2011 DG of Strategic Planning Directorate was designated as Head of Evaluation, and the Evaluation division was created (Regulatory Research and Evaluation Division). The majority of effort was focused on drafting the evaluation policy as well as the Evaluation Committee Terms of Reference. Further, the evaluation universe was identified and the Evaluation Plan was developed and approved April 2011.
2011-2012 will continue to strengthen the function and increase evaluation capacity through staffing of a Senior Evaluation Officer and an Evaluation Officer positions reporting to the Director of Regulatory Research and Evaluation. There is a commitment to conduct 4 evaluation projects this fiscal, as well as further develop and refine the Evaluation Policy Suite.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Canadian Safeguards Support Program Evaluation | Regulatory Framework | In-progress | September 15, 2011 |
Labour Management Consultation Committee Evaluation | Internal Services | In-Progress | December 15, 2011 |
Nuclear Standards Program of the Canadian Standards Association Evaluation | Regulatory Framework | In-Progress | December 15, 2011 |
Performance Measurement Evaluation | Internal Serviced | Planning Phase | February 2011 |
1. Name of Internal Audit | 2. Type | 3. Statut | 4. Completion Date (President's approbation) |
5. Electronic Link to Report |
---|---|---|---|---|
Values and Ethics | Management Framework | Completed | 2010-06-23 | www.asc-csa.gc.ca/eng/publications/ar-0809-0103.asp |
IT Technology Dependence | Management Framework | Completed | 2010-06-23 | www.asc-csa.gc.ca/eng/publications/ar-0910-0103.asp |
IT Planning and development risks | Management Framework | Completed | 2010-06-23 | www.asc-csa.gc.ca/eng/publications/ar-0910-0104.asp |
IT System and Data Security | Management Framework | Completed | 2010-06-23 | www.asc-csa.gc.ca/pdf/ar-0910-0105.pdf |
Proactive Disclosure Process | Management Framework | Completed | 2010-09-27 | www.asc-csa.gc.ca/eng/publications/ar-0910-0102.asp |
David Florida Laboratory test facilities management | Management Framework | Completed | 2010-12-21 | www.asc-csa.gc.ca/eng/publications/ar-0910-0107.asp |
Official Languages | Management Framework | Completed | 2011-03-21 | www.asc-csa.gc.ca/eng/publications/ar-0910-0106.asp |
Procurement and Contract management | Management Framework | Completed | 2011-03-21 | www.asc-csa.gc.ca/eng/publications/ar-1011-0102.asp |
1. Name of Evaluation | 2. Program Activity | 3. Type | 4. Statut | 5. Electronic Link to Report |
---|---|---|---|---|
Summative Evaluation of the 2000-2009 Canada/ESA Cooperation Agreement – Final Report | Four Program Activities (EO, SC, SE and GTA). | Summative | Completed | www.asc-csa.gc.ca/pdf/evaluation_2010-canada-esa_eng.pdf |
1. Name of Internal Audit | 2. Internal Audit Type | 3. Status | 4. Completion Date |
---|---|---|---|
IT Asset Maintenance Life Cycle | Assurance | Completed | June 2010* |
Information Security | Assurance | Deferred | October 2011** |
Western Grain Railway Revenue Cap. | Assurance | Deferred | March 2012** |
Physical Security Access | Assurance | Deferred | December 2012** |
*This audit is awaiting approval by the Agency’s Internal Audit Advisory Committee.
** These audits were deferred from 2010-11 as terms have not yet been finalized and presented to the Agency’s Internal Audit Advisory Committee for approval.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audits completed in 2010–11 | |||
Integration Program: Administration of Settlement Programs | Assurance: Programs | Completed | June 2010 |
Audit of Citizenship and Immigration Canada–Canada Border Services Agency Memorandum of Understanding | Assurance | Completed | July 2010 |
Audit of the Port-au-Prince Immigration Program | Assurance: Programs | Completed | June 2010 |
Audit of the Kingston Immigration Program | Assurance: Programs | Completed | June 2010 |
Audit of Travel and Hospitality | Assurance | Completed | February 2011 |
Integration Program: Administration of the Resettlement Assistance Program | Assurance: Programs | Completed | October 2010 |
Audit of Prairie and Northern Territories Region Governance | Assurance: Governance | Completed | October 2010 |
Audit of the Singapore Immigration Program | Assurance: Programs | Completed | October 2010 |
Audit of Atlantic Region Governance | Assurance: Governance | Completed | October 2010 |
Audit of the Damascus Immigration Program | Assurance: Programs | Completed | February 2011 |
External Assessment of the Internal Audit Function | Assurance | Completed | February 2011 |
Audit of Governance of Information Management | Assurance: Information Management/Information Technology | Completed | Q4 2010–11 |
Audit of the Ankara Immigration Program | Assurance: Programs | Completed | Q4 2010–11 |
Audits in process in 2010–11 | |||
Audit of the Citizenship Program | Assurance: Programs | Examination | Q4 2011–12 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the 2008 Ministerial Instructions | 1. Immigration Program | In progress | 2011–12 |
Evaluation of the Provincial Nominee Program | 1. Immigration Program | In progress | 2011–12 |
Evaluation of the Business Immigration Program | 1. Immigration Program | Planned | 2012–13 |
Evaluation of the Reunification Program—Parents and Grandparents | 1. Immigration Program | Planned | 2012–13 |
Evaluation of the Reunification Program—Spouses, Partners and Children | 1. Immigration Program | Planned | 2012–13 |
Evaluation of the Canadian Experience Class Program | 1. Immigration Program | Planned | 2012–13 |
Evaluation of the Temporary Foreign Worker Program—Labour Market Opinion component (Joint with Human Resources and Skills Development Canada—HRSDC) | 2. Temporary Resident Program | In progress | 2011–12 |
Evaluation of the Biometrics Initiative | 2. Temporary Resident Program | Planned | 2015–16 |
Evaluation of the Migration Policy Development Program | 3. Canada’s Role in International Migration and Protection | Planned | 2012–13 |
Evaluation of the Government-assisted Refugee Program and the Resettlement Assistance Program | 4. Refugee Program | Completed | 2010–11 |
Evaluation of the Private Sponsorship of Refugees Program | 4. Refugee Program | Cancelled | Not applicable (N/A) |
Integration Programs | |||
Evaluation of the Canada–Ontario Immigration Agreement Strategic Plan for Settlement and Language Training | 5. Integration Program | In progress | 2011–12 |
Evaluation of the Going to Canada Immigration Portal (Joint with HRSDC) | 5. Integration Program | Completed | 2010–11 |
Evaluation of the Enhanced Language Training Program | 5. Integration Program | Cancelled | N/A |
Evaluation of the Recruitment and Integration of French-speaking Immigrants to Francophone Minority Communities Program | 5. Integration Program | In progress | 2011–12 |
Evaluation of Canadian Orientation Abroad | 5. Integration Program | In progress | 2011–12 |
Evaluation of the Foreign Credentials Referral Office | 5. Integration Program | In progress | 2011–12 |
Evaluation of the Nationally Standardized Data Collection Strategy on Hate-motivated Crime (Initiative under the Canada’s Action Plan Against Racism) |
6. Citizenship Program | Completed | 2010–11 |
Evaluation of Canada’s Action Plan Against Racism | 6. Citizenship Program | Completed | 2010–11 |
Evaluation of the Multiculturalism Program | 6. Citizenship Program | In progress | 2011–12 |
Evaluation of the Community Historical Recognition Program | 6. Citizenship Program | In progress | 2012–13 |
Evaluation of Citizenship Grants, Searches and Proofs | 6. Citizenship Program | Planned | 2012–13 |
Evaluation of Citizenship Education and Promotion | 6. Citizenship Program | Planned | 2014–15 |
Other | |||
Evaluation of Canada’s Visitor Visa | 2. Temporary Resident Program | In progress | 2011–12 Q4 |
Evaluation of the Immigration Medical Examination | 1. Immigration Program | Planned | 2014–15 |
Evaluation of the Public Service Health Overseas Program | N/A | N/A | N/A |
Evaluation of the Transfer Without Visa Policy | 2. Temporary Resident Program | Planned | 2013–14 |
Internal Programs and Services | |||
Evaluation of the Office of Conflict Resolution | N/A | Cancelled | N/A |
Evaluation of Staffing Function | N/A | Cancelled | N/A |
Evaluation of Pay and Benefits Function | N/A | Cancelled | N/A |
Horizontal Initiatives | |||
Evaluation of the Vancouver 2010 Olympic and Paralympic Winter Games (Canadian Heritage Lead) | N/A | In progress | TBD |
Evaluation of Security for the Vancouver 2010 Olympic and Paralympic Winter Games (Royal Canadian Mounted Police Lead) | N/A | In progress | 2011–12 |
Evaluation of the Enhanced Driver’s Licence Program (Canada Border Services Agency Lead) | N/A | Pending approval of report | 2010–11 (CBSA) |
Alberta Temporary Foreign Worker Advisory Office (Canada–Alberta Temporary Worker Working Group Lead) | N/A | Cancelled | N/A |
Evaluation of the Roadmap for Canada’s Linguistic Duality 2008–13 (Canadian Heritage Lead) | N/A | Planned | 2012–13 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Safeguarding of Physical Offender and Staff Records http://www.csc-scc.gc.ca/text/pa/adt-sposr-378-1-253/adt-sposr-378-1-253-eng.shtml |
Correctional Operations | Completed | April 2010 |
Review of CORCAN Construction Contracts http://www.csc-scc.gc.ca/text/pa/adt-rccc-378-1-256/adt-rccc-378-1-256-eng.shtml |
Correctional Operations | Completed | April 2010 |
Follow up Audit/Review of Recording of Employee Leave http://www.csc-scc.gc.ca/text/pa/adt-frel-378-1-259/adt-frel-378-1-259-eng.shtml |
Human Resources | Completed | April 2010 |
Audit of Institutional Supervision Framework http://www.csc-scc.gc.ca/text/pa/adt-isf-378-1-249/adt-isf-378-1-249-eng.shtml |
Correctional Operations | Completed | September 2010 |
Review Engagement of the Implementation of Internal Control Over Financial Reporting | Finance | Ongoing | |
Audit of Community Supervision http://www.csc-scc.gc.ca/text/pa/adt-comm-sprvsn-378-1-258/adt-comm-sprvsn-378-1-258-eng.shtml |
Correctional Operations | Completed | September 2010 |
Audit of Regional Treatment Centres and the Regional Psychiatric Centre http://www.csc-scc.gc.ca/text/pa/adt-rtc-rpc-378-1-252/adt-rtc-rpc-378-1-252-eng.shtml |
Health Services | Completed | December 2010 |
Audit of Pre-Release Decision Making within the Case Preparation and Release Framework http://www.csc-scc.gc.ca/text/pa/adt-pdm-cprf-378-1-257/adt-pdm-cprf-378-1-257-eng.shtml |
Correctional Operations | Completed | December 2010 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation Report: Motivation Based Intervention Strategy |
Correctional Interventions | Completed | June 2010 |
Evaluation Report: Intensive Intervention Strategy for Women |
Correctional Interventions | Completed | March 2011 |
Evaluation Report: Strategic Plan for Aboriginal Corrections: Chapter One Aboriginal Healing Lodges |
Correctional Interventions Community Supervision |
Completed | March 2011 |
Evaluation Report: Strategic Plan for Aboriginal Corrections: Chapter 2 |
Correctional Interventions Community Supervision |
In progress | March 2012 |
Evaluation Report: Ontario Region Oleoresin Capsicum (OC) Inflammatory Spray Pilot Project http://www.csc-scc.gc.ca/text/pa/ocspray/index-eng.shtml |
Custody | Completed | June 2010 |
Evaluation Report: National Victim Services Program http://www.csc-scc.gc.ca/text/pa/nvsp/index-eng.shtml |
Correctional Interventions | Completed | August 2010 |
Evaluation Report: Community Maintenance Program |
Correctional Interventions | Completed | August 2010 |
Evaluation Report: National Employability Skills Program |
Correctional Interventions | Completed | June 2010 |
Evaluation Report: Lifeline Program http://www.csc-scc.gc.ca/text/pa/ev-ll/index-eng.shtml |
Correctional Interventions | Completed | January 2010 |
Evaluation Report: Pathways Healing Unit |
Correctional Interventions | Completed | July 2009 |
Evaluation Report: Aboriginal Community Development Officers |
Correctional Interventions | Completed | January 2010 |
Evaluation Report: Community Residential Alternatives |
Correctional Interventions | Completed | January 2010 |
Evaluation Report: Community Employment Centre Initiative http://www.csc-scc.gc.ca/text/pa/cec/index-eng.shtml |
Correctional Interventions | Completed | January 2010 |
Evaluation Report: Community Corrections Operations Evaluation Report Chapter 1: Correctional Interventions |
Community Supervision Correctional Interventions |
Completed | March 2011 |
Evaluation Report: Community Corrections Operations: Chapters 2, 3, & 4. http://www.csc-scc.gc.ca/text/pa/eval_reports-eng.shtml |
Community Supervision Correctional Interventions |
In progress | September 2012 |
Evaluation Report: Grants and Contributions |
Correctional Interventions | Completed | March 2011 |
Link to page with Evaluation Reports:
http://www.csc-scc.gc.ca/text/pa/eval_reports-eng.shtml
Name of Internal Audit and Link to Report |
Internal Audit Type | Status | Completion Date* |
---|---|---|---|
Circulating Coins | Assurance | Completed | December 2010 |
Values and Ethics | Assurance | Completed | December 2010 |
Management of Transfer Payments to Provinces and Territories | Assurance | Completed | December 2010 |
Debt Management Process | Assurance | In progress | 1st Quarter 2011–12 |
Integrated Human Resources Planning | Assurance | In progress | 3rd Quarter 2011–12 |
Federal Budget Process and Framework | Assurance | In progress | 3rd Quarter 2011–12 |
Practice Inspection of the Internal Audit Function | Assurance | In progress | 2nd Quarter 2011–12 |
* Completion date is the date that the report is approved by the Deputy Minister of Finance.
Name of Evaluation and Link to Report |
Program Activity | Status | Completion Date* |
---|---|---|---|
Integrated Market Enforcement Team Initiative | Horizontal Initiative | Completed | May 2010 |
Debt Auction Process Nominal Bonds, Real Return Bonds, Treasury Bills | Treasury Evaluation Program | Completed | December 2010 |
Anti-Money Laundering and Terrorist Financing Regime | Horizontal Initiative | Completed | December 2010 |
Harbourfront Centre Funding Program | Grants and Contributions | Completed | December 2010 |
Economic Studies and Policy Analysis Division | Direct Spending | In progress | 2nd Quarter 2011–12 |
Asset Allocation Framework of the Exchange Fund Account. | Treasury Evaluation Program | In progress | 3rd Quarter 2011–12 |
Federal-Provincial Relations Division | Direct Spending | In progress | 2nd Quarter 2011–12 |
Canada's Contribution to the International Development Association | Direct Spending | In progress | 4th Quarter 2011–12 |
* Completion date is the date that the report is approved by the Deputy Minister of Finance.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Cost Recovery (Management Framework) | Financial | Completed | September 2010 |
Immigration Law (B.C., Ontario, Quebec Regional Offices) | Comprehensive | Completed | July 2010 |
Department of National Defence LSU | Comprehensive | Completed | June 2010 |
Treasury Board LSU | Comprehensive | Completed | June 2010 |
Portfolio Offices (Business & Regulatory Law, Central Agencies, PSDI) | Comprehensive | Completed | March 2011 |
Tax Law Services – Ottawa Office | Comprehensive | In Progress | September 2011 |
Tax Law Services – Prairie Office | Comprehensive | In Progress | September 2011 |
Tax Law Services Portfolio | Comprehensive | In Progress | October 2011 |
PeopleSoft | Systems | In Progress | September 2011 |
Regional Contracting Process | Comprehensive | In Progress | September 2011 |
Canada Border Services Agency LSU | Comprehensive | In Progress | October 2011 |
Industry Canada LSU | Comprehensive | In Progress | October 2011 |
Staffing / Resourcing Function | Human Resources | In Progress | October 2011 |
Legal Agent Account Verification Process | Comprehensive | In Progress | October 2011 |
Link to Audit Reports: http://canada.justice.gc.ca/eng/dept-min/pub/aud-ver/index.html |
Name of Evaluation and Link to Report | Program Sub-Activity | Status | Completion Date |
---|---|---|---|
Legal Excellence Program | Resource Management Services | Completed | June 24, 2010 |
Contraventions Act | Access to Justice | Completed | November 17, 2010 |
Youth Justice Initiative Funding Components | Criminal Justice | Completed | November 17, 2010 |
Aboriginal Justice Strategy | Aboriginal Justice | Completed | November 17, 2010 |
Justice Component of Canada’s Action Plan Against Racism | Access to Justice | Completed | November 17, 2010 |
Federal Victims Strategy | Criminal Justice | Completed | February 11, 2011 |
Informal Conflict Management System | Resource Management Services | Completed | May 17, 2011 |
Legal Aid | Access to Justice | In progress | November 2011 |
Family Violence Initiative | Access to Justice | In progress | November 2011 |
Justice Partnerships and Innovation Fund | Access to Justice | In progress | November 2011 |
National Anti-Drug Strategy | Criminal Justice | In progress | February 2012 |
Link to Evaluation Division: http://canada.justice.gc.ca/eng/pi/eval/index.html |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Internal audit on the Financial Management Control Framework for initiatives related to Canada's Economic Action Plan | Audit of controls | Completed | July 2010 |
Internal audit on analysis of projects under the Community Adjustment Fund (CAF) and the Recreational Infrastructure Canada (RInC) program | Audit of controls | Completed | November 2010 |
Internal audit on co-ordination of funding assistance provided under the CAF and the RInC program | Audit of controls | Completed | November 2010 |
All the audit reports listed above may be consulted on the Agency Website. |
|||
Audit of follow-up on recommendations concerning administration | Audit of controls | Completed | November 2010 |
Audit of follow-up on recommendations concerning operations | Audit of controls | Completed | November 2010 |
Audit of follow-up on recommendations concerning human resources | Audit of controls | Completed | November 2010 |
Audit of follow-up on recommendations concerning information integrity | Audit of controls | Completed | November 2010 |
Audit of follow-up on recommendations concerning risk management | Audit of controls | Completed | November 2010 |
Annual audit of the Infrastructure Canada Program | Audit of controls | Completed | May 2011 |
Annual audit of the Municipal Rural Infrastructure Fund | Audit of controls | Completed | May 2011 |
Audit of the integrity of data in the Hermès Finances system | Audit of controls | Completed | July 2011 |
Continuous audit application: grants and contributions (G&C) payables at year end (PAYE) | Review of controls | Completed (added to audit plan 2010-2011) | August 2011 |
Follow-up review of agreements under the CAF and the RInC program | Review of controls | In progress | August 2011 |
Audit of collection and recovery mechanisms | Audit of controls | In progress | 2nd quarter 2011-2012 |
Study on the management framework related to business offices’ development activities (non-financial activities) | Study of controls | In progress (added to audit plan 2010 2011) | 3rd quarter 2011-2012 |
Audit of the Financial Management Control Framework, regular programming | Audit of controls | Planned | 4th quarter 2011-2012 |
Audit of level of preparedness for certification of financial statements | Audit of controls | Planned | 4th quarter 2011-2012 |
Annual audit of the Building Canada Fund Communities Component | Audit of controls | Postponed | N/A |
Audit of integration of risk management concepts in operations | Audit of controls | Cancelled | N/A |
Audit of program design | Audit of controls | Cancelled | N/A |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Support Initiative for International Cruise Development | Community development | Completed, pending approval in 2010-2011 | 2011-2012 |
Evaluation of the Community Diversification program | Community development | In progress | 2011-2012 |
Evaluation of the Business and Regional Growth program | Enterprise competitiveness Competitive positioning of sectors and regions |
In progress | 2011-2012 |
Economic Development Initiative–Official Languages Act | Community development | In progress with Industry Canada and Canadian Heritage in 2010-2011 | 2012-2013 |
Name of Internal Audit | Audit Type | Status | Completion Date |
---|---|---|---|
Management of the Funding Received through Canada's Economic Action Plan | Assurance | Completed | June 2010 |
Competitive Procurement Process Specific to Management Consulting and Other Professional Services | Assurance | Completed | June 2010 |
Review of Employee Separation Clearance Procedures | Review | Completed | June 2010 |
Governance of Specialized IT Resources | Assurance | Completed | October 2010 |
Classification | Assurance | Completed | January 2011 |
Physical Security | Assurance | Completed | January 2011 |
Economic Action Plan Part II | Assurance | In progress | June 2011 |
Information Technology Financial Controls | Assurance | In progress | June 2011 |
Risk Management | Assurance | In progress | November 2011 |
Governance of Information Management | Assurance | In progress | November 2011 |
Services to Marine Transportation | Assurance | In progress | November 2011 |
Life Cycle Management of Assets | Assurance | In progress | March 2012 |
Approved internal audit reports are available on Environment Canada’s website at www.ec.gc.ca/ae-ve/.
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Great Lakes Action Plan | Sustainable Ecosystems | Completed | June 2010 |
Freshwater Initiatives Evaluation Plan | Sustainable Ecosystems | Completed | June 2010 |
Clean Air Regulatory Agenda (CARA) -Thematic Evaluation | Climate Change and Clean Air | Completed | July 2010 |
Clean Air Agenda (CAA) Management and Accountability – Thematic Evaluation | Climate Change and Clean Air | Completed | July 2010 |
Water Management Evaluation Plan | Water Resources | Completed | July 2010 |
CAA International Actions Evaluation | Climate Change and Clean Air | Completed | July 2010 |
CAA Adaptation Thematic Evaluation | Climate Change and Clean Air | Completed | November 2010 |
Improved Climate Change Scenarios | Climate Change and Clean Air | Completed | November 2010 |
CAA Horizontal Roll-up | Climate Change and Clean Air | Completed | January 2011 |
Evaluation of Research and Development, Production and Monitoring in Support of Weather Prediction | Weather and Environmental Services for Canadians | Completed | January 2011 |
Wildlife Habitat Canada | Biodiversity – Wildlife and Habitat | Completed | February 2011 |
U.S.–Canada Clean Energy Dialogue | Climate Change and Clean Air | Completed | February 2011 |
Building Public Confidence in Pesticide Regulation and Improving Access to Pest Management Products | Substances and Waste Management | Completed | February 2011 |
Genomics Research and Design Initiatives Evaluation (Interdepartmental led by Natural Resources Canada) |
Climate Change and Clean Air | Completed | March 2011 |
Pilot Project on Reducing Emissions from Vehicles and Engines | Climate Change and Clean Air | Pending approval of report | July 12, 2011 |
Services to Marine Transportation | Weather and Environmental Service for Canada | Pending approval of report | July 12, 2011 |
Meteorological Program for the 2010 Winter Games (Interdepartmental led by Canadian Heritage) |
Weather and Environmental Service for Canada | In progress | October 2011 |
Chemicals Management Plan Evaluation (Interdepartmental with Health Canada) | Substances and Waste Management | Pending approval of report | July 12, 2011 |
National Vehicle Scrappage Program | Climate Change and Clean Air | Pending approval of report | July 12, 2011 |
Waste Reduction and Management | Substances and Waste Management | In progress | October 2011 |
Species at Risk | Biodiversity – Wildlife and Habitat | In progress | October 2011 |
Regulatory Improvements for Major Resource Projects (Interdepartmental led by Natural Resources Canada) |
N/A | In progress | October 2011 |
Freshwater Initiatives Evaluation | Sustainable Ecosystems | In progress | October 2011 |
Policy on Green Procurement (Interdepartmental led by Public Works and Government Services Canada) | Internal Services | In progress | October 2011 |
Health of the Oceans Initiative (Interdepartmental led by Fisheries and Oceans Canada) | Biodiversity – Wildlife and Habitat | In progress | February 2012 |
Implementation of Performance Measurement Provisions of 2009 Federal Evaluation Policy | N/A | Ongoing | NA |
Approved evaluation reports are available on Environment Canada’s website at www.ec.gc.ca/ae-ve/.
As there were no internal audits completed during this reporting period, FedDev Ontario cannot provide content to this section. An internal audit plan was developed to provide guidance on future audits, which will be documented in subsequent Departmental Performance Reports.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of Eastern Ontario Development Program | Community and Business Development | Complete | December 2009 |
Evaluation of Community Adjustment Fund - South | Community and Business Development | In progress | 2011-2012 |
Evaluation of Economic Development Initiative - Official Languages Minorities Communities | Community and Business Development | Not started | 2011-2012 |
There were no internal audits conducted during 2010-2011.
1. Name of Evaluation and Link to Report | 2. Program Activity | 3. Status | 4. Completion Date |
---|---|---|---|
10-Year Evaluation of Canada's Anti-Money Laundering and Anti-Terrorist Financing Regime | Detection and deterrence of money laundering and terrorist financing | Completed | December 7, 2010 |
The final evaluation report for the 10-Year Evaluation of Canada' Anti-Money Laundering and Anti-Terrorist Financing Regime can be found on the Department of Finance Web site at http://www.fin.gc.ca/treas/evaluations/amlatfr-rclcrpcfat-eng.asp.
The following table lists all audits undertaken in 2010-11 that pertain to the Department's work.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Marine Communications and Traffic Services | Assurance | Completed | June 2010 |
Business Continuity Planning | Assurance | Completed | December 2010 |
Classification | Assurance | Completed | December 2010 |
Economic Action Plan 2 | Assurance | Completed | December 2010 |
Small Craft Harbours Divestiture Class Grant Program | Assurance | Completed | December 2010 |
Management of Information Technology Security | Assurance | In Progress | June 2011 |
Real Property | Assurance | In Progress | June 2011 |
Accounts Verification | Assurance | In Progress | June 2011 |
Fleet Operational Readiness [1] | Assurance | In Progress | — |
Aquaculture Management [2] | Assurance | In Progress | — |
Completed internal audits are available at http://www.dfo-mpo.gc.ca/ae-ve/audits-verifications-eng.htm.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
DFO's Contribution Agreement to Salmon Sub-Committee | Fisheries and Aquaculture Management | Complete | March 2010 |
Atlantic Integrated Commercial Fisheries Initiative | Fisheries and Aquaculture Management | Complete | May 2010 |
International Fisheries Conservation Program | Fisheries and Aquaculture Management | Complete | September 2010 |
Pacific Integrated Commercial Fisheries Initiative | Fisheries and Aquaculture Management | Complete | February 2011 |
Fisheries Resources Science Program | Science for Sustainable Fisheries and Aquaculture | Complete | February 2011 |
Conservation and Protection Program | Fisheries and Aquaculture Management | Complete | February 2011 |
Aids to Navigation Program | Canadian Coast Guard | Complete | February 2011 |
Waterways Management Program | Canadian Coast Guard | Complete | February 2011 |
Icebreaking Program | Canadian Coast Guard | Complete | February 2011 |
Small Craft Harbours Divestiture Class Grant Program | Small Craft Harbours | Complete | February 2011 |
Science for Species at Risk | Science for Healthy and Productive Aquatic Ecosystems | In Progress | 2011-12 |
Small Craft Harbours Divestiture Non-Core Harbour Program | Small Craft Harbours | Deferred | 2012-13 |
Aboriginal Inland Habitat Program | Habitat Management | In Progress | 2011-12 |
Federal Contaminated Sites Action Plan (Interdepartmental-Environment Canada) | Habitat Management | In Progress | 2011-12 |
Evaluation of the Programs and Activities in support of the Species at Risk Act (Interdepartmental – Environment Canada) | Species at Risk Management | In Progress | 2011-12 |
Canada's Submission to the Commission on the limits of the Continental Shelf (CLCS) under the United Nations Convention on the Law of the sea (UNCLOS) (Interdepartmental –DFAIT) | Science for Safe and Accessible Waterways | In Progress | 2011-12 |
Regulatory Improvement for Major Resource Projects (Interdepartmental –NRCan) | Habitat Management | In Progress | 2011-12 |
Government of Canada Investment in the 2010 Olympic and Paralympic Winter Games (Interdepartmental – Heritage Canada) | Habitat Management | In Progress | 2011-12 |
Vancouver 2010 Olympic and Paralympic Games – Game Security and Public Safety (Interdepartmental –RCMP) | Canadian Coast Guard | In Progress | 2011-12 |
Genomics Research and Development Initiative (Interdepartmental – National Research Council) | Science for Sustainable Fisheries & Aquaculture | In Progress | 2011-12 |
Integrated Oceans Management and Health of the Oceans (latter interdepartmental – Fisheries & Oceans Canada) | Oceans Management | In Progress | 2011-12 |
Completed evaluations are available at http://www.dfo-mpo.gc.ca/ae-ve/evaluations-eng.htm.
[1] Name changed to Audit of Fleet Asset Management.
[2] Name changed to Audit of the Aquaculture Innovation and Market Access Program.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Real Property |
Operational |
|
Estimated completion date is September 2011 |
Materiel Management2 |
Operational |
|
Estimated completion date is September 2011 |
Audit of the Delivery of Corporate Services at DFAIT Headquarters | Operational | Completed | April 28, 20113 |
Follow-Up Audit on Resource Allocation | Financial Management | Completed | February 28, 2011 |
Audit of the Consulate General of Canada, Detroit | Operational | Completed | April 28, 2011 |
Review of Passport Canada Acquisition Process | Operational | Completed | April 28, 2011 |
Global Partnership Program | Program (Transfer Payment) | Completed |
September 21, 2010 |
Audit of Grants and Contributions in Aid of Academic Relations Program | Program (Transfer Payment) |
|
Estimated completion date is September 2011 |
Audit of Standards Council of Canada—Inquiry Point | Operational | Completed | June 10, 2011 |
G-8/G-20 Summits Management Office—Financial Information | Financial Management | Completed | June 10, 2011 |
Audit of Contracting Authorities for Afghanistan | Operational |
|
Estimated completion date is September 2011. The report is classified as secret and will not be published on DFAIT’s website. |
Global Commerce Support Program | Program (Transfer Payment) | In progress | The report will be presented to DAC in September 2011 |
Information for Decision-Making | Operational | This audit has been incorporated into the Audit of Information Management now planned for 2011–12 | Not applicable |
Financial Reporting Controls | Financial Management | This audit was deferred and is now planned for 2013–14 | Not applicable |
Audit of Travel | Operational | This audit has been incorporated into the Audit of Strategic Use of Travel at DFAIT now planned for 2011–12 | Not applicable |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
International Action Themes of the Clean Air Agenda5 www.ec.gc.ca/doc/ae-ve/2010-2011/1268/toc_eng.htm |
1.1.3 | Completed | June 2010 |
Summative Evaluation of the International Education and Youth Programs | 2.3 | Completed | June 2010 |
Client Service Fund | 3.2.1 | Completed | June 2010 |
Life Sciences Sector Practice www.international.gc.ca/about-a_propos/oig-big/2010/evaluation/lsp_psv10.aspx?lang=eng |
3.2.3 | Completed | June 2010 |
International Science and Technology Partnerships Program www.international.gc.ca/about-a_propos/oig-big/2010/evaluation/istpp_ppist10.aspx?lang=eng |
3.2.2 | Completed | June 2010 |
Summative Evaluation of the Global Peace and Security Fund | 1.1; 1.2.2; 2.3.5 | Completed | February 2011 |
Evaluation of the Canada-U.S. Clean Energy Dialogue6 www.ec.gc.ca/doc/ae-ve/2010-2011/1349/ec_ecuced_toc.htm |
1.1 | Completed | February 2011 |
Summative Evaluation of the Americas Strategy | 1.1.3 | Completed | February 2011 |
Summative Evaluation of the Air Transport Agreement (ATA) and Negotiation Program | 1.2.3 | Completed | February 2011 |
Canada’s Investment Fund for Africa (CIFA)—Mid-Term Review7 | 3.2 | Completed | February 2011 |
Formative Evaluation of the Northern Dimensions of Canadian Foreign Policy | 1.2.4; 1.2.5 | Pending approval of report | July 2011 |
Formative Evaluation of DFAIT’s Transformation Agenda | 6.1; 6.2; 7.1; 7.2 | Ongoing | September 2011 |
Second Formative Evaluation of Canada’s Extended Continental Shelf Program | 1.2.5 | Ongoing | September 2011 |
Summative Evaluation of the Protocol Visits | 2.1.1 | Ongoing | September 2011 |
Formative Evaluation of the Global Commerce Strategy | 1.1; 1.2; 3.1; 3.2 | Ongoing | September 2011 |
Summative Evaluation of the Consular Affairs and Emergency Management Program | 4.1; 4.1.3; 4.2 | Ongoing | June 2012 |
Evaluation of the Anti-Crime and Counter Terrorism Capacity Building Program | 1.1; 2.3; 2.3.5 | Ongoing | TBD |
Evaluation of DFAIT’s Policy and Planning Coherence (Policy Development Capacity) | 1.1; 1.2 | Ongoing | TBD |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Financial Reporting Controls | Risk-Based Controls | Completed | December 2010 |
Audit of IT Security | Program | Completed | March 2011 |
Audit of the Management Control Framework for Contribution Programs | Risk-Based Controls | Completed | June 2011 |
Audit of Emergency Preparedness | Risk-Based Controls | Completed | March 2011 |
Audit of Non-Insured Health Benefits-Pharmacy | Program | Completed | June 2011 |
Audit of the Management of External Communications | Risk-Based Controls | Completed | March 2011 |
Audit of Treasury Board Submission Process | Initiative | Completed | June 2011 |
Audit of Payroll | Program | Completed | December 2010 |
Audit of the Management of IT Service Level Agreements | Program | Completed | March 2011 |
Audit of Business Continuity Planning | Program | Completed | March 2011 |
Audit of Grants for the Canadian Partnership Against Cancer Corporation | Transfer Payment | In-progress | September 2011 |
Audit of Grant to Support the Mental Health Commission of Canada | Transfer Payment | In-progress | December 2011 |
Audit of Business Planning Process | Risk-Based Controls | In-progress | March 2012 |
Audit of Health Canada's Investment Plan | Risk-Based Controls | In-progress | June 2012 |
Audit of Key Financial Controls | Risk-Based Controls | In-progress | September 2011 |
Audit of Purchasing, Payables & Payment Cycles | Risk-Based Controls | In-progress | March 2012 |
Audit of IT Client Services | Program | In-progress | March 2012 |
Audit of SAP Computer Controls | Risk-Based Controls | In-progress | September 2011 |
Audit of Management of Science at Health Canada | Risk-Based Controls | In-progress | March 2012 |
Audit of HR Planning | Risk-Based Controls | In-progress | June 2012 |
Link to the approved internal audit report:
http://www.hc-sc.gc.ca/ahc-asc/performance/audit-verif/index-eng.php
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Canadian Partnership Against Cancer Corporation | 1.1.3 Health System Renewal | Evaluation | Completed | July 2010 |
Patient Wait Times Guarantee Pilot Project Fund | 1.1.3 Health System Renewal | Summative | Completed | March 2011 |
Natural Health Products Program | 2.1.5 Natural Health Products | Summative | Completed | November 2010 |
Heat Resiliency Program | 3.1.1 Climate Change | Evaluation | Completed | March 2011 |
Canada's Clean Air Agenda - Adaptation Theme | 3.1.1 Climate Change | Horizontal | Completed | December 2010 |
Canada's Clean Air Agenda - Indoor Air Quality Theme | 3.1.2 Air Quality | Horizontal | Completed | October 2010 |
Building Public Confidence in Pesticide Regulation and Improving Access to Pest Management Products - Horizontal Initiative | 3.5 Pesticide Regulation | Horizontal | Completed | February 2011 |
Communicable Disease Control Program (includes G&C) | 4.1.2 First Nations and Inuit Health Protection and Public Health | Cluster | Completed | November 2010 |
Non-Insured Health Benefits Program | 4.1.2 Non-Insured First Nations and Inuit Health Protection and Public Health | Cluster | Completed | November 2010 |
Genomics Research and Development Initiative | IS 2.1 Science Policy and Management | Horizontal | Completed | March 2011 |
New HC PAA in effect April 1, 2011 | ||||
GoC Investment in 2010 Olympic and Paralympic Winter Games (non security aspects) | 1.2.1 Public Service Occupational Health and Safety 2.3.5 Public Health Inspections on Passenger Conveyances [pre April 2011: 3.1.8 Emergency Preparedness, 3.3.1 Public Service Health, 3.3.2 Consumer Products and 3.3.4 Employee Assistance Services] |
Horizontal | Ongoing | September 2011 |
GoC Investment in 2010 Olympic and Paralympic Winter Games (security aspects) | 1.2.2 Emergency Management [pre April 2011: 3.1.8 Emergency Preparedness] |
Horizontal | Ongoing | September 2011 |
Hosting of the 2010 Muskoka G8 Summit (security aspect) | 1.2.2 Emergency Management [pre April 2011: 3.1.8 Emergency Preparedness] |
Horizontal | Ongoing | November 2011 |
Augmenting HC's Response to Bovine Spongiform Encephalopathy (BSE) - BSE I & II | 2.2.1 Food Safety 2.1.1 Pharmaceutical Drugs 2.1.2 Biologics and Radiopharmaceuticals 2.1.4 Natural Health Products [pre April 2011: 2.2.1 Food Borne Pathogens] |
Evaluation | Ongoing | March 2012 |
Food Safety and Nutrition Quality Program | 2.2.1 Food Safety 2.2.2 Nutrition and Healthy Eating 2.7 Pesticide Safety 3.1.2.2 First Nations and Inuit Environmental Health [pre April 2011: 2.2.2 Food Borne Chemical Contaminants and 2.2.3 Novel Foods] |
Horizontal | Ongoing | September 2011 |
Nutrition Policy and Promotion Program | 2.2.2 Nutrition and Healthy Eating [pre April 2011: 2.2.4 Nutrition] |
Evaluation | Ongoing | December 2011 |
Chemical Management Plan | 2.3.4 Health Impacts of Chemicals 2.2 Food Safety and Nutrition 2.7 Pesticide Safety [pre April 2011: 3.1.3 Chemical Management, 3.1.5 Contaminated Sites, 3.5 Pesticide Regulation, 2.2.1 Food Borne Pathogens and 2.2.2 Food Borne Chemical Contaminants] |
Horizontal | Ongoing | August 2011 |
Federal Tobacco Control Strategy | 2.5.1 Tobacco [pre April 2011: 3.4.1 Tobacco] |
Horizontal | Ongoing | November 2011 |
National Anti-Drug Strategy | 2.5.2 Controlled Substances 3.1.1.2 First Nations and Inuit Mental Wellness [pre April 2011: 3.4.3 Controlled Substances 4.1.1 First Nations and Inuit Community Programs] |
Horizontal | Ongoing | December 2011 |
Mental Health and Addictions Program | 3.1.1.2 First Nations and Inuit Mental Wellness [pre April 2011: 4.1.1 First Nations and Inuit Community Programs] |
Cluster | Ongoing | January 2012 |
Chronic Disease and Injury Prevention Program | 3.1.1.3 First Nations and Inuit Healthy Living [pre April 2011: First Nations and Inuit Community Programs] |
Cluster | Ongoing | September 2011 |
Environmental Health and Research Program | 3.1.2.2 First Nations and Inuit Environmental Health [pre April 2011: 4.1.2 Non-Insured First Nations and Inuit Health Protection and Public Health] |
Cluster | Ongoing | September 2011 |
Health Facilities and Capital Program | 3.3.1.3 First Nations and Inuit Health Facilities [pre April 2011: 4.1.5 Governance and Infrastructure Support to First Nations and Inuit Health System] |
Cluster | Ongoing | September 2011 |
Electronic Link to Reports:
Link to Health Canada Website:
http://www.hc-sc.gc.ca/ahc-asc/performance/eval/index-eng.php
Name of Internal Audit | Major Auditable Unit |
MAF Element |
Status | Completion Date* |
---|---|---|---|---|
Audit of the Management Framework for Research Activities | Public Policy Services | Stewardship | Completed | June 1, 2010 |
Audit of Schedule Outreach Services | Client Feedback Management | Citizen-Focused Service | Completed | June 1, 2010 |
Audit of the Exchange of Information with the Canada Revenue Agency for the Guaranteed Income Supplement | Integrity | Stewardship | Completed | June 1, 2010 |
Audit of Program Eligibility | Internal Control Framework | Stewardship | Completed | June 1, 2010 |
Review of the Departmental Financial Statements for HRSDC for the year ending March 31, 2010 | Corporate Accounting and Reporting | Stewardship | Completed | October 15, 2010 |
Follow-Up Audit of Compensation | HR Enterprise Services | People | Completed | October 15, 2010 |
Post Implementation Audit of Common Management System for Grants and Contributions | Internal Control Framework | Stewardship | Completed | October 15, 2010 |
Audit of Information Technology Client Satisfaction Management | IT Delivery and Support | Citizen-Focused Service | Completed | October 15, 2010 |
Audit of Identity and Access Management | Information Management | Stewardship | Completed | October 15, 2010 |
Audit of the Consolidated Statement of Administrative Costs Charged to the Canada Pension Plan Account by HRSDC and Service Canada, March 31, 2010 | Canada Pension Plan | Stewardship | Completed | October 15, 2010 |
Audit of Homelessness Partnership Initiative | Homelessness Partnering Strategy | Policy and Programs | Completed | March 1, 2011 |
Follow-Up Audit of Procurement Practices | Investment, Asset and Procurement Management | Stewardship | Completed | March 1, 2011 |
Audit of Accounts Receivable | Corporate Accounting and Reporting | Stewardship | Auditability Assessment Completed in 2010-2011 | Audit will be considered in the preparation of future Risk-Based Audit Plans. |
Audit of Overtime | HR Operations | People | In-Progress | Planned DAC Tabling Date: October 14, 2011 |
Audit of Enterprise Governance of Information Technology | IT Architecture | Stewardship | In-Progress | Planned DAC Tabling Date: October 14, 2011 |
Review of Key Management Controls in Selected Service Canada Centres | Service Delivery | Citizen-Focused Service | In-Progress | Planned DAC Tabling Date: October 14, 2011 |
Audit of Access to the Corporate Management System | IT Client Solutions | Stewardship | In-Progress | Planned DAC Tabling Date: January 24, 2012 |
Audit of Old Age Security (OAS) Program Eligibility | Old Age Security | Policy & Programs | In-Progress | Planned DAC Tabling Date: January 24, 2012 |
Audit of Information Technology Security | IT Architecture | Stewardship | In-Progress | Planned DAC Tabling Date: January 24, 2012 |
Audit of Section 34 of the Financial Administration Act | Financial Management | Stewardship | In-Progress | Planned DAC Tabling Date: March 2012 |
Audit of Information Technology Asset Management | IT Asset Management | Stewardship | In-Progress | DAC Tabling Date TBD |
Audit of the Management of Call Centres Operations | Service Delivery | Citizen-Focused Service | In-Progress | DAC Tabling Date TBD |
Audit of Financial Forecasting | Financial Management | Stewardship | Cancelled | Audit will be considered in the preparation of future Risk-Based Audit Plans. |
* An audit is considered completed once the Deputy Minister’s approval is received at Departmental Audit Committee (DAC) meetings.
Note – this section refers to evaluations completed and approved in 2010-2011
Name of Evaluation | Program Activity | Status | Evaluation Type | Completion Date |
---|---|---|---|---|
2010-2011 | ||||
Canada-Manitoba Labour Market Agreements for Persons with Disabilities (LMAPD) | Skills and Employment Inclusive Labour Force | Summative | Completed | April 16, 2010 |
Training Centre Infrastructure Fund (TCIF) | Skills and Employment Skilled Labour Force | Summative | Completed | May 7, 2010 |
Evaluation of the Innu, Inuit and Métis Human Resources Development Strategy for the Voisey's Bay Project | Skills and Employment Inclusive Labour Force | Formative and Summative | Completed | May 13, 2010 |
Canada Education Savings Grant (CESG) | Learning Canada Education Savings Program | Formative | Completed | May 19, 2010 |
Foreign Credential Recognition Program (FCRP) | Skills and Employment | Summative | Completed | May 21, 2010 |
Guaranteed Income Supplement (GIS) Take-up Measures and Outreach | Income Security Old Age Security | Formative | Completed | June 11, 2010 |
Service Canada Community Offices (SCCO) Service Model | Citizen-Centred Service | Evaluation | Completed | June 29, 2010 |
Targeted Initiative for Older Workers (TIOW) | Skills and Employment Inclusive and Labour Force | Formative | Completed | July 27, 2010 |
Enabling Fund for Official Language Minority Communities (OLMC) | Skills and Employment Inclusive and Labour Force | Formative | Completed | July 28, 2010 |
Adult Learning Literacy and Essential Skills Program (ALLESP) | Skills and Employment Skilled and Labour Force | Formative | Completed | July 30, 2010 |
5-week Seasonal Work Pilot | Skills and Employment Employment Insurance (EI) | Summative | Completed | August 31, 2010 |
Northwest Territories Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Summative | Completed | November 8, 2010 |
Yukon Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Summative | Completed | November 8, 2010 |
Prince Edward Island Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Summative | Completed Pending publication of report | April 8, 2011 |
New Horizons Seniors Program (NHSP) Summative Evaluation New Horizons for Seniors Program Community Participation and Leadership Component - August 2010 Formative Evaluation New Horizons for Seniors Program Capital Assistance Component - August 2010 |
Social Development | Formative and Summative | Completed | December 20, 2010 |
Labour Management Partnership Program (LMPP) | Labour Labour Relations | Summative | Completed | February 8, 2011 |
International Trade and Labour Program (ITLP) | Labour | Summative | Completed | February 18, 2011 |
Working in Canada (Going to Canada Immigration Portal / GTC-IP) (Lead CIC) |
Skills and Employment Labour Market Efficiency | Summative | Completed | May 17, 2011 |
Note – this section refers to evaluations where activities were undertaken in 2010-2011 to plan/prepare for completion in 2011-2012
Name of Evaluation | Program Activity | Status | Evaluation Type | Completion Date |
---|---|---|---|---|
2011-2012 | ||||
Nova Scotia Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Summative | Pending approval of report | 2011-2012 |
Ontario Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Formative | In progress | 2011-2012 |
Manitoba Labour Market Development Agreement (LMDA) | Skills and Employment Employment Insurance (EI) | Summative | In progress | 2011-2012 |
National Child Benefit (NCB) Supplement | Income Security National Child Benefit (NCB) | Summative | In progress | 2011-2012 |
Sector Council Program (SCP) | Skills and Employment Skilled and Labour Force | Summative | Pending approval of report | 2011-2012 |
Adult Learning, Literacy and Essential Skills Program (ALLESP) | Skills and Employment Skilled and Labour Force | Summative | In progress | 2011-2012 |
Wage Earner Protection Program (WEPP) | Labour Labour Standards and Equity |
Summative | In progress | 2011-2012 |
Racism Free Workplace Strategy (RFWS) | Labour Labour Standards and Equity |
Summative | Pending approval of report | 2011-2012 |
Temporary Foreign Worker Program (TFWP) | Skills and Employment Labour Market Efficiency |
Summative | In progress | 2011-2012 |
Universal Child Care Benefits (UCCB) | Social Development | Formative | Pending approval of report | 2011-2012 |
Understanding the Early Years (UEY) | Social Development Social Development Partnerships Program |
Summative | In progress | 2011-2012 |
Voluntary Sector Strategy (VSS) | No longer in the PAA | Summative | In progress | 2011-2012 |
Canada Pension Plan Disability Benefits (CPP-D) | Income Security Disability Benefits |
Summative | Pending approval of report | 2011-2012 |
Canada Student Loans Program (CSLP) | Learning Student Financial Assistance |
Summative | Completed Pending publication of report |
2011-2012 |
New Entrants and Re-Entrants (NERE) | Skills and Employment Employment Insurance (EI) |
Summative | In progress | 2011-2012 |
Cluster Evaluation Old Age Security Pensions (OAS) Guaranteed Income Supplement (GIS) |
Income Security Old Age Security (OAS) |
Summative | In progress | 2011-2012 |
Eco-AUTO Rebate Program | Integrity and Processing Individual Benefit Processing |
Evaluation | In progress | 2011-2012 |
Common Experience Payment (CEP) | Citizen-Centred Service Integrity and Processing |
Evaluation | In progress | 2011-2012 |
Note – this section refers to evaluations where activities were undertaken in 2010-2011 to plan/prepare for completion in 2012-2013 and following.
Name of Evaluation | Program Activity | Status | Evaluation Type | Completion Date |
---|---|---|---|---|
Expected Completion Post 2011-2012 | ||||
Three Pilot Projects - Seasonal Workers | Skills and Employment Employment Insurance (EI) | Summative | In progress | 2012-2013 |
Career Transition Assistance (CTA) Initiative | Skills and Employment Employment Insurance (EI) | Summative | In progress | 2012-2013 |
Work-Sharing (WS) | Skills and Employment Employment Insurance (EI) | Summative | In progress | 2012-2013 |
Aboriginal Skills and Employment Partnership (ASEP) | Skills and Employment Inclusive Labour Force | Summative | In progress | 2012-2013 |
Aboriginal Skills and Training Strategic Investment Fund (ASTSIF) | Skills and Employment Inclusive Labour Force | Formative | In progress | 2012-2013 |
Evaluation of Early (2001-2008) and Post (2009-2011) Employment Insurance Automation and Modernization | Integrity and Processing Individual Benefit Processing | Evaluation | In progress | 2012-2013 |
Extension of EI Regular Benefits for Long-Tenured Workers | Skills and Employment Employment Insurance (EI) | Summative | In progress | 2013-2014 |
Targeted Initiative for Older Workers (TIOW) | Skills and Employment Inclusive and Labour Force | Summative | In progress | 2013-2014 |
EI Special Benefits for Self-Employed | Skills and Employment Employment Insurance (EI) | Formative/Summative | In progress | 2014-2015 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Review Engagement for Case Management and Adjudicative Support Process for the Refugee Protection Division | Review engagement | In Progress | 2011-12 |
Audit of Case Management and Adjudicative Support Process for the Immigration Appeal Division and Immigration Division | Audit engagement | In Progress | 2011-12 |
Audit of IRB Backlog (Refugee Protection Division) | Audit engagement | In Progress | 2011-12 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Performance measurement | Performance indicators of quality decision-making | In Progress | 2013-14 |
Performance measurement | Performance indicators of activities supported by IRB discretionary funds | In Progress | 2012-13 |
Evaluation of the IRB's Case Scheduling Practices | Case scheduling improvements built into refugee reform | In Progress | 2012-13 |
Departmental evaluation plan | Development of the IRB's rolling five-year evaluation plan | In Progress | End of 2012-13 |
Through its professional internal audit and evaluation services, and the support it provides to the Departmental Audit Committee and the Departmental Evaluation Committee, the Audit and Evaluation Branch reinforces good stewardship practices and sound decision making and provides assurance to the Deputy and Associate Deputy Ministers. The Branch also contributes to making Industry Canada a learning organization and further supports the continuous improvement of departmental operations.
1. Name of Internal Audit | 2. Audit Type | 3. Status | 4. Completion Date |
---|---|---|---|
Staffing and Recruitment | Management Control Framework | Completed | October 2010 |
Strategic Aerospace and Defence Initiative Governance | Management Control Framework | Completed |
October 2010 |
Automotive Innovation Fund Phase 1 | Management Control Framework | Completed | January 2011 |
Industry Canada Data Centre | Management Control Framework | Completed | January 2011 |
Industrial and Regional Benefits – Phase I | Management Control Framework | Completed | January 2011 |
Parking Facilities | Management Control Framework | Completed | January 2011 |
5. Electronic Link to Internal Audit Plan: |
1. Name of Evaluation | 2. Program Activity |
3. Evaluation Type |
4. Status | 5. Completion Date |
---|---|---|---|---|
Evaluation of the Northern Ontario Development Program | PA 3.3 Community and Economic Development | Final Evaluation | Completed | February 2011 |
Evaluation of Structured Financing Facility Program | PA 3.2 Industrial Competiveness and Capacity | Final Evaluation |
Completed |
February 2011 |
Evaluation of the Policy on Title to Intellectual Property Arising Under Crown Procurement Contracts | PA 2.1 Science, Technology and Innovation Capacity | Final Evaluation | Completed | March 2011 |
Evaluation of the Internal Trade Secretariat Corporation | PA 1.1 Marketplace Frameworks and Regulations | Final Evaluation | Completed | March 2011 |
Evaluation of Business Permits and Licences (BizPaL) | PA 3.1 Small Business Research, Advocacy and Services | Final Evaluation | Completed | March 2011 |
Results Management and Accountability Framework Implementation Review of the Strategic Aerospace and Defence Initiative (SADI) | Contribution Program |
Implementation Review |
Completed | October 29, 2010 |
6. Electronic Link to Evaluation Plan: No link currently available. |
1. Name of Internal Audit |
2. Audit Type |
3. Status |
4. Completion Date |
---|---|---|---|
Follow-up Assurance Audit of Travel, Hospitality and Acquisition Cards |
Assurance (Audit) Engagement |
Completed |
Recommended by the Departmental Audit Committee (DAC) in April 2010. |
Municipal Rural Infrastructure Fund (MRIF) Audit |
Assurance (Audit) Engagement |
Completed |
Recommended by the Departmental Audit Committee (DAC) on January 25, 2011. |
G8 Legacy Fund Review |
Review Engagement |
Completed |
Results presented to the Departmental Audit Committee (DAC) for Discussion/Information on January 26, 2011. |
Green Infrastructure Fund (GIF) Preliminary Survey for Review Planning |
Preliminary Survey |
Completed |
Results presented to the Departmental Audit Committee (DAC) for Discussion/Information on April 8, 2010. |
Building Canada Fund-Communities Component (BCF-CC) Program, (Top-Up and Acceleration) Consulting and Advisory Services (Program Change Analysis) |
Program Change Analysis |
Completed |
Results presented to the Departmental Audit Committee (DAC) for Discussion/Information on April 8, 2010. |
Provincial-Territorial Infrastructure Base Funding Initiative (PT Base), (Acceleration) Consulting and Advisory Services Program Change Analysis |
Program Change Analysis |
Completed |
Results presented to the Departmental Audit Committee (DAC) for Discussion/Information on June 28, 2010. |
1. Name of Evaluation and Link to Report |
2. Program Activity |
3. Status |
4. Completion Date |
---|---|---|---|
Summative Evaluation of the Infrastructure Canada Program First Nations component (ICP-FN). |
In the former program activity architecture (PAA) structure, this program was under the Targeted Project-Based Infrastructure Funding program activity. Since this program was scheduled to sunset in 2010-11 when the PAA structure was revised the last time, the program did not become a program activity on its own under the current (PAA) structure. |
Completed |
June 2010 |
Summative Evaluation of the Infrastructure Canada Program (ICP). |
In the n the former program activity architecture (PAA) structure, this program was under the Targeted Project-Based Infrastructure Funding program activity. Since this program was scheduled to sunset in 2010-11 when the PAA structure was revised the last time, the program did not become a program activity on its own under the current (PAA) structure. |
Completed |
October 2010 |
Cluster Evaluation that includes the Infrastructure Stimulus Fund (ISF), the Building Canada Fund-Communities Component Top-Up (BCF-CC Top-Up) and the National Trails Coalition Fund (NTCF). |
Infrastructure Stimulus Fund, Building Canada Fund-Communities Component Top-Up and National Trails Coalition |
Ongoing |
October 2011 |
Full Evaluation of the Provincial-Territorial Infrastructure Base Fund Program (PT-Base) |
Provincial-Territorial Infrastructure Base Fund |
Planned |
2011-12 |
Horizontal Design and Delivery of all Infrastructure Canada programs |
All Infrastructure Canada Programs, including the Building Canada Fund-Communities Component (BCF-CC), Building Canada Fund-Major Infrastructure Component (BCF-MIC), Green Infrastructure Fund (GIF), Municipal Rural Infrastructure Fund (MRIF), Canada Strategic Infrastructure Fund (CSIF), Border Infrastructure Fund (BIF), Infrastructure Canada Program (ICP), Provincial-Territorial Infrastructure Base Fund (PT-Base Fund) and Gas Tax Fund (GTF). |
Planned |
2011-12 |
1. Name of Internal Audit | 2. Audit Type | 3. Status | 4. Completion Date |
---|---|---|---|
Review of Governance: Service Delivery | Management control | Completed | May 2010 |
Audit of Readiness for the Implementation of the Policy on Internal Control | Management control | Completed | June 2010 |
Audit of the National Archival Development Program | Program | Completed | June 2010 |
Report on the Review of Acquisition Processes for Collections | Management control | Completed | December 2010 |
Audit of the Alienation of Private Collections | Management control | In progress | September 2011 |
Audit of the Innovation Management | Management control | In progress | Decembre 2011 |
Audit of the Access and promotion of Documentary Heritage | Management control | In progress | Decembre 2011 |
1. Name of Evaluation and Link to Report |
2. Program Activity | 3. Status | 4. Completion Date |
---|---|---|---|
Evaluation Framework MII#11 Trusted Digital Repository | 1.2 & 1.4 | In progress | 2011-2012 |
Summative Evaluation of the National Archival Development Program | 1.3 | Completed | November 23, 2010 |
Formative Evaluation of the Strategic Choices Framework | 1.1, 1.2, 1.3 and 1.4 | Completed | June 03, 2010 |
Evaluation Framework for Modernization | 1.1, 1.2, 1.3 and 1.4 | Completed | June 03, 2010 |
The following table lists projects that were active or completed during fiscal year 2010-11. Completed audit reports can be found at the following link: http://crs-csex.mil.ca/reports-rapports/index-eng.asp
Name of Internal Audit | Audit Type | Status (Note 1) |
Completion Date (Note 2) |
---|---|---|---|
Internal Audit: Subcontract Visibility | Contract Management | Completed | July 2010 |
Audit of Professional Services Contracting | Contract Management/People Management | Completed | July 2010 |
Audit of Security Incident Management | Security Management | Completed | July 2010 |
Audit of Civilian Leave Administration | People Management | Completed | July 2010 |
Follow-up on CF Reserve Pay Audit | Financial Management | Completed | July 2010 |
Review of Revenue Management | Financial Management | Completed | July 2010 |
Audit of Canadian Forces Pension Plans Administrative Expenses | Financial Management | Completed | October 2010 |
Analysis of Capital Equipment Projects | Capital Acquisition | Completed | October 2010 |
Audit of the Halifax Class Modernization/Frigate Life Extension (HCM/FELEX) Project | Capital Acquisition | Completed | January 2011 |
Follow-up on Internal Audit: CP140 Aurora Data Management System (DMS) Contract | Contract Management | Completed | January 2011 |
Audit of Government-Furnished Equipment Issued to Contractors | Asset Management | Completed | January 2011 |
Audit of the Fleet Maintenance Facility Cape Breton (FMF CB) Shop Consolidation Project | Real Property Management | Completed | January 2011 |
Audit of the Defence Sustainable Development Strategy | Environmental Management | Completed | March 2011 |
Internal Audit: Contract Terms of Payment | Contract Management | Completed | March 2011 |
Audit of Mission Transition (MT)—Materiel Deployed in Afghanistan | Asset Management | Completed | March 2011 |
Follow-Up on Audit of Acquisition Card Use | Financial Management | Completed | March 2011 |
Audit of Information Management (Horizontal) | Information Management | DND component completed | TBS-led |
Audit of Financial Stewardship of Royal Military College of Canada | Financial Management | In Progress | June 2011 |
Audit of Industrial Security | Security Management | In Progress | June 2011 |
Audit of a Health Services Centre Recapitalization Project | Real Property Management | In Progress | June 2011 |
Follow-Up on Audit of Travel, Hospitality and Conferences | Financial Management | In Progress | June 2011 |
Analysis of Capital Infrastructure Projects | Real Property Management | In Progress | June 2011 |
Audit of Departmental Fuel Expenditures | Financial Management | In Progress | September 2011 |
Audit of Joint Support Ship (JSS) | Capital Acquisition | In Progress | September 2011 |
Audit of Recovery of Costs from Contract Management & Cost Audits | Financial Management/Contract Management | In Progress | September 2011 |
Audit of Accuracy & Efficiency of Financial Coding | Financial Management | In Progress | September 2011 |
Audit of Financial Management Practices – Canadian Forces Special Operations Command | Financial Management | In Progress | December 2011 |
Assessment - Active Network System Testing | Security Management | In Progress | December 2011 |
Audit of Efficiency and Effectiveness of Staff Inspection Visit (SIV)/Staff Assistance Visit (SAV) processes | Corporate Governance | In Progress | December 2011 |
Audit of Tactical Armoured Patrol Vehicle Acquisition | Capital Acquisition | In Progress | December 2011 |
Audit of Accuracy of Civilian Personnel Data | People Management | In Progress | March 2012 |
Audit of Sanitation and Destruction of Information Management/Information Technology (IM/IT) Assets | Security Management | In Progress | March 2012 |
Audit of Commercial Pattern Vehicle Fleet Management | Asset Management | In Progress | March 2012 |
Audit of Unforecasted Operational Requirements | CF Readiness & Operations | In Progress | March 2012 |
Audit of Imposed Restrictions | People Management | On-Hold | TBD |
Internal Audit Perspective | Other | Cancelled | N/A |
Audit of Real Property Life Cycle Management | Real Property Management | Cancelled | N/A |
The following table lists the program evaluations that were active or completed during fiscal year 2010-11. Completed evaluations can be found at the following link: http://crs-csex.mil.ca/reports-rapports/index-eng.asp
Name of Evaluation | Program Activity | Evaluation Type | Status (Note 1) |
Completion Date (Note 2) |
---|---|---|---|---|
Evaluation of COSPAS-SARSAT Secretariat Contribution Program | Defence operations improve peace, stability and security wherever deployed | Summative Evaluation | Completed | June 2010 |
Evaluation of Security and Defence Forum (SDF) Class Grant Program | Care and Support to the Canadian Forces and Contribution to Canadian Society | Summative Evaluation | Completed | June 2010 |
Evaluation of the Canadian Landmines Fund Phase II | Care and Support to the Canadian Forces and Contribution to Canadian Society | Summative Evaluation (Canadian International Development Agency (CIDA)-led) | Completed | June 2010 |
Evaluation of the NATO Contribution Program | Defence operations improve peace, stability and security wherever deployed | Summative Evaluation | In Progress | June 2011 |
Evaluation of Land Force Readiness and Training | Defence operations improve peace, stability and security wherever deployed | Impact Evaluation | In Progress | June 2011 |
Evaluation of Civil Pension and Annuities: Mr. R.P. Thompson | Care and Support to the Canadian Forces and Contribution to Canadian Society | Summative Evaluation | In Progress | June 2011 |
Real Property Acquisition & Disposal | Resources are acquired to meet Government Defence Expectations | Impact Evaluation | In Progress | November 2011 |
Chemical, Biological, Radiological, Nuclear (CBRN) Research and Technology Initiative (CRTI) | Resources are acquired to meet Government Defence Expectations | Impact Evaluation | In Progress | November 2011 |
Policing and Security Vancouver 2010 Olympics | Defence operations improve peace, stability and security wherever deployed | Summative Evaluation (RCMP-led) | In Progress | November 2011 |
Security and Public Safety for the G8 and G20 Summits | Defence operations improve peace, stability and security wherever deployed | Summative Evaluation (RCMP-led) | In Progress | November 2011 |
CF Recruiting and Basic Individual Military Qualification Training | Resources are acquired to meet Government Defence Expectations | Impact Evaluation | In Progress | FY 2012/13 |
Situational Awareness | Defence operations improve peace, stability and security wherever deployed | N/A | Cancelled | N/A |
Conference of Defence Associations | Care and Support to the Canadian Forces and Contribution to Canadian Society | N/A | Cancelled | N/A |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Horizontal Internal Audit of Governance in Small Departments and Agencies | Governance and Management | In Progress | N/A |
The NEB participates in horizontal audits for small departments and agencies conducted by the Office of the Comptroller General.
No evaluations were completed in 2010-11.
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the E-cinema Pilot Program (working title) | Distribution, Accessibility and Outreach | In progress | Before March 31, 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Occupational Safety and Health | Management Control Framework | Complete | September 2010 |
Audit of Integrated Risk Management | Management Control Framework | Complete | June 2010 |
Continuous Audits – Canada Economic Action Plan Funds (Transfer Payments and Construction Contracts) | Management Control Framework and Compliance | Complete | Posting pending |
Continuous Audits – Contracts, Acquisition Cards, Travel and Hospitality Expenditures | Management Control Framework and Compliance | Complete for 2010-11 | Posting pending |
Follow-up to the 2007-08 Audit of the Industrial Research Program | Management Control Framework | Complete | Posting pending |
Audit of Human Resources Management Planning | Management Control Framework | Complete | Posting pending |
Follow-up to the 2007-08 Audit of the Management of IT Security | Management Control Framework and Compliance | Complete | Posting pending |
Audit of the Financial Management Control Framework – Revenue | Management Control Framework and Compliance | Complete | Posting pending |
Audit of the Financial Management Control Framework – EDP Purchases | Management Control Framework and Compliance | In progress | 2012-13 |
Audit of the Financial Management Control Framework – Budgeting | Management Control Framework and Compliance | In progress | 2012-13 |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the International Affiliations | Internal Services | Complete | 2010-11 |
Evaluation of the Indoor Air Quality Theme of the Clean Air Agenda | Manufacturing Technologies | Complete | 2010-11 |
Evaluation of the NRC Institute for Aerospace Research | Manufacturing Technologies | Complete | 2011-12 |
Evaluation of the Genomics R&D Initiative | Health and Life Science Technologies | Complete | 2011-12 |
Evaluation of the International Telescope Agreements | National Science and Technology Infrastructure | Complete | 2011-12 |
Evaluation of the NRC Industrial Research Assistance Program | Industrial Research Assistance | In progress | 2012-13 |
Evaluation of the NRC Health and Related Life Sciences Technologies | Health and Life Science Technologies | Cancelled * | N/A |
Name of Internal Audit | Internal Audit Type | Status | Completion Date* |
---|---|---|---|
ecoENERGY for Biofuels | Core G&C | Completed | Mar 2011 |
Horizontal Audit of Transfer Payments (G&C Programs) | Core G&C | Completed | Mar 2011 |
Pulp and Paper Green Transformation Program (PPGTP) - Black Liquor Production | Core G&C | Completed | Dec 2010 |
Clean Energy Fund | Core G&C | Completed | Dec 2010 |
Accelerated Infrastructure Program (Phase II - Delivery) | Other Audit | Completed | Dec 2010 |
Major Project Management Office (MPMO) | Other | Completed | Sep 2010 |
Strengthening Canada’s Nuclear Advantage (Nuclear Legacy Liability Program – NLLP) | Other | Completed | Sep 2010 |
International Travel | Core Financial | Completed | Jun 2010 |
IT Security (System Development Life Cycle) | Core IM/IT | Completed | Jun 2010 |
Custom Software Development [Management Letter] | Core IM/IT | Completed | Jun 2010 |
Asset Management (non real property) | Core Financial | Completed | Jun 2010 |
Electronic Link to Audit Reports: http://www.nrcan.gc.ca/audit/reprap/reprap-eng.php
* This is the date the report was tabled at DAC
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Transportation S&T (2.1.4) | 2.1 Clean Energy | Complete | April 2010 |
Earth Sciences Sector: Basic Infrastructure (3.2.2) | 3.2 Natural Resources and Landmass Knowledge for Canadians | Complete | August 2010 |
GeoConnections Program Phase II (3.2.2) | 3.2 Natural Resources and Landmass Knowledge for Canadians | Complete | August 2010 |
Renewable Energy (2.1.3) | 2.1 Clean Energy | Complete | August 2010 |
Forest Innovation and Forest Research Institute Initiative (1.1.3 & 1.1.4) | 1.1 Economic Opportunities for Natural Resources | Complete | August 2010 |
Equipment (2.1.4) | 2.1 Clean Energy | Complete | August 2010 |
NRCan’s Explosives Safety and Security Branch of the Minerals and Metals Sector (3.1.1) | 3.1 Adapting to a Changing Climate & Hazard Risk Management | Complete | August 2010 |
Energy Efficiency: Transportation (2.1.5) | 2.1 Clean Energy | Complete | August 2010 |
Energy Efficiency for Industry, Housing and Buildings (2.1.5) | 2.1 Clean Energy | Complete | September 2010 |
Clean Electric Power Generation (2.1.4) | 2.1 Clean Energy | Complete | January 2011 |
Oil & Gas (2.1.4) | 2.1 Clean Energy | Complete | January 2011 |
Forest Disturbances (3.1.2) | 3.1 Adapting to a Changing Climate & Hazard Risk Management | Complete | March 2011 |
Clean Energy Dialogue (horizontal initiative – Environment Canada lead) (2.1.2) | 2.1 Clean Energy | Complete | March 2011 |
Electronic Link to Evaluation Reports: http://nrcan.gc.ca/evaluation/reprap/2010/index-eng.php.
Electronic Link to Evaluation Plan: http://nrcan.gc.ca/evaluation/plans-eng.php.
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Information Management Practices | Information Management | Completed | March 2011 |
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Undergraduate Student Research Awards | Support Students and Fellows | In-progress | October 2011 |
Postdoctoral Fellowships* | Support Students and Fellows | In-progress | May 2012 |
Strategic Projects | Fund Research in Strategic Areas | In-progress | August 2011 |
Collaborative Health Research Partnerships Program | Fund Research in Strategic Areas | In-progress | January 2012 |
Industrial Research and Development Internships | Support Students and Fellows | Planned | March 2012 |
Industrial Research and Development Fellowships* | Support Students and Fellows | In-progress | May 2012 |
Business-Led Networks of Centres of Excellence | Fund University-Industry-Government Partnerships | In-progress | September 2011 |
College and Community Innovation Program | Support Commercialization | Planned | July 2012 |
Centres of Excellence for Commercialization and Research | Support Commercialization | In-progress | January 2012 |
Canada Research Chairs | Attract and Retain Faculty | Completed | March 2010 |
Postgraduate (PGS) and Industrial Postgraduate (IPS) Scholarships | Support Students and Fellows | Completed | June 2010 |
Collaborative Research and Development (CRD) Grants | Fund University-Industry-Government Partnerships | Completed | June 2010 |
* Joint evaluation of Postdoctoral Fellowships (PDF) and Industrial Research and Development Fellowships (IRDF) programs
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of the Inventory Control Framework: www.elections.ca/abo/aud/function/reports/inv-cont_e.pdf |
Program | Complete | June 2010 |
Audit of HRIS–A Human Resources Management Enabler: www.elections.ca/abo/aud/function/reports/audit_hris_e.pdf |
Human Resources | Complete | November 2010 |
Continuous Audit of Human Resources: Non-Advertised and Long-Term Acting Appointments |
Human Resources | In Progress | June 2011 |
Audit of Procurement and Contracting for Services | Finance | In Progress | June 2011 |
Audit of the Financial Management of Returning Officers | Program | In Progress: Planning Phase |
November 2011 |
Continuous Audit of Financial Policies and Controls | Finance | In Progress: Planning Phase |
March 2012 |
Continuous Audit of Quality Assurance of Political Financing | Program | In Progress: Planning Phase |
January 2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of IM/IT Governance | Assurance | Completed | April 21, 2010 |
Audit of Integrated Planning Practices | Assurance | Completed | April 2011 |
Audit of Parliamentary Relations | Assurance | In progress | June 2011 |
Audit of Investigation Practices | Assurance | In progress | March 2012 |
Evaluations — nil
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of the Complaints Resolution and Compliance Branch (See 2010–2013 Risk-Based Audit Plan) |
Compliance/Value-Added | Ongoing | September 2011 |
1. Name of Internal Audit | 2. Internal Audit Type | 3. Status | 4. Completion Date |
---|---|---|---|
Revenue Business Cycle | Completed | November 2010 | |
Performance Management | Completed | November 2010 | |
Regulation Sector - Private Pensions Plan Division – Approvals Management and Control Framework |
Approvals | Completed | November 2010 |
Corporate Services – Finance – Contracting for Professional Information Management/Information Technology | Contracting for Professional Information Management/Information Technology | In Progress | June 2011 |
Superintendent’s Office - Risk Management | Risk Management | In Progress | 2011-12 |
Supervision Sector – Life Insurance Group – Conglomerates | Risk Assessment & Intervention | In Progress | 2011-12 |
Regulation Sector: Actuarial | Supervision Support | Not yet Started | 2011-12 |
Supervision Sector: Supervision Support Group, Credit Risk Division | Risk Assessment & Intervention – Follow-Up | In Progress | 2011-12 |
OSFI’s Internal Audit group conducts regular internal audits. The Internal Audit Plan is approved one year at a time by the Audit Committee. The 2011-2012 to 2013-2014 audit plan was approved Q3 2010-2011. The audit plan is subject to change from year to year depending on changes to priorities or in the business.
A. Internal Audits | |||||
---|---|---|---|---|---|
Name | Audit Type | Status | Completion Date | Electronic Link | |
Strategy and Plans Directorate | Key financial and administrative controls | Complete | June 30, 2010 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/65/index_e.asp | |
Jasper Field Unit | Complete | June 30, 2010 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/66/index_e.asp | ||
Northern Ontario Field Unit | Complete | November 24, 2010 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/68/index_e.asp | ||
CEO’s Directorates | Complete | March 16, 2011 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/72/index_e.asp | ||
Western Arctic Filed Unit | Complete | March 16, 2011 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/71/index_e.asp | ||
Southwestern Ontario Field Unit | In progress | ||||
Revenue Management (Leases and Concessions) | Assurance | In progress | |||
Audit of Key Human Resource Processes of the Coastal British Columbia Field Unit | Assurance | In progress | |||
Law Enforcement Program – Arming Initiative | Assurance | In progress | |||
National Historic Site Cost Sharing Program | Assurance | In progress | |||
Construction Projects / Economic Action Plan | Assurance | Complete | March 31, 2011 | N/A | |
Performance Audit of the Geographic Information System (GIS) | Assurance | In progress | |||
B. Evaluations | |||||
Name | Program Activity | Evaluation Type | Status | Completion Date | Electronic Link |
Evaluation Framework For National Park Establishment and Expansion | PA1 | Framework | Complete | November 10, 2010 | N/A |
Evaluation Framework for National Parks Conservation | PA2 | Framework | Complete | November 10, 2010 | N/A |
Evaluation Framework for National Historic Sites Conservation | PA2 | Framework | Postponed | 2013–2014 | N/A |
Evaluation of Through Highway Management | PA5 | Evaluation | Complete | December 16, 2010 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/69/index_e.asp |
Evaluation of the General Class Contributions Program | All | Evaluation | Complete | December 16, 2010 | http://www.pc.gc.ca/docs/pc/rpts/rve-par/70/index_e.asp |
Species at Risk* | PA2 | Evaluation | In-progress | September 2011 | N/A |
Evaluation of the Visitor Service Offer | PA4 | Evaluation | In-progress | September 2011 | N/A |
Evaluation of Through Waterways Management | PA5 | Evaluation | In-progress | September 2011 | N/A |
Evaluation of National Park Establishment and Expansion | PA1 | Evaluation | In-progress | September 2012 | N/A |
Electronic Link to Parks Canada's Internal Audit and Evaluation Documents: http://www.pc.gc.ca/docs/pc/rpts/rve-par/index_e.asp |
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Review to assess the impact of processes to improve the pardon application process | Pardon Decisions/Clemency Recommendations | An impact evaluation was not completed in 2010-11 due to a lack of resources | As 2010-11 saw legislative changes to the pardons program resulting in the division undergoing reorganization and re-engineering of its processes, it would be premature to conduct an impact evaluation at this time | Completion Date To be determined |
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
Evaluation of the Compliance and Enforcement Program | Regulation of the prices of patented drug products (core program) | Planned | March 31, 2012 |
Name of Internal Audit1 | Internal Audit Type | Status | Completion Date2 |
---|---|---|---|
Audit of Compensation - Pay and Benefits | Assurance | Completed | Feb. 04, 2011 |
Audit of Strategic HR Plan – Recruitment3 | Assurance | Completed | Mar. 03, 2011 |
Audit of Travel and Hospitality3 | Assurance | Completed | Mar. 04, 2011 |
Audit of Business Continuity and Emergency Preparedness | Assurance | Completed | 2011-124 |
Audit of Corporate Governance and Performance Management3 | Assurance | Planned, but Deferred | 2011-12 |
1. Preliminary list of audits as identified in the PCO 2010-11 Report on Plans and Priorities for completion in the 2010-11 fiscal year – at March 31, 2011, the three (3) other audits originally included in the 2010-11 RPP table (the audits of Risk Management, Security and Financial Planning and Forecasting) are still planned for future years, subject to titles and dates changing due to shifts in audit priorities or availability of resources.
2. Actual/planned date of Deputy Head (Clerk) approval as known at March 31, 2011.
3. Project titles were revised as follows:
4. Audit work was completed in fiscal year 2010-11; approval of final audit report occurred in 2011- 12.
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
N/A1 |
1. PCO is classified as a Small Department or Agency (SDA) under the Treasury Board Policy on Evaluation. With limited exceptions, application of the Policy to SDAs is deferred until otherwise directed by the President of the Treasury Board. As an SDA, PCO conducts evaluations as appropriate to the needs of the department. No evaluations were conducted during 2010-11.
The following table lists all key internal audits conducted in 2010-11 fiscal reporting year. Complete Audit Reports are available on line.
Name of Internal Audit | Audit Type | Status | Completion Date |
---|---|---|---|
Audit of Emergency Preparedness and Response | Program | Completed | June 22, 2010 |
Audit of Laboratory Management | Program | Completed | June 22, 2010 |
Audit of Crisis Communications | Internal Services | Completed | October 19, 2010 |
Review of Information Technology Security |
Internal Services | Completed | January 12, 2011 |
Audit of Chronic Disease Prevention and Control Programs | Program | Completed | January 12, 2011 |
Audit of PHAC International Activities | Program | In progress | June 28, 2011 |
The following table lists all key evaluations conducted in 2010-11. Complete Evaluation Reports are available on line.
Name of Evaluation | Program Activity* | Status | Completion Date |
---|---|---|---|
Evaluation of the Public Health Scholarships and Capacity Building Initiative |
Public Health Preparedness and Capacity | Complete | 2010-11 |
Evaluation of the Canadian HIV Vaccine Initiative (horizontal evaluation) | Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
Evaluation of the Prion Diseases Program |
Surveillance and Population Health Assessment; Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
Evaluation of the Hepatitis C Undertaking Initiative | Surveillance and Population Health Assessment; Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
Evaluation of the AIDS Community Action Program | Surveillance and Population Health Assessment; Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
Evaluation of the C-EnterNet Program | Surveillance and Population Health Assessment; Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
H1N1 Lessons Learned Review | Science and Technology for Public Health; Surveillance and Population Health Assessment; Public Health Preparedness and Capacity; Disease and Injury Prevention and Mitigation; Regulatory Enforcement and Emergency Response; and Internal Services | Complete | 2010-11 |
Evaluation of the Pilot Infectious Disease Impacts and Response System (as a part of the Clean Air Agenda Adaptation Theme) | Disease and Injury Prevention and Mitigation | Complete | 2010-11 |
Evaluation of the National Emergency Stockpile System (NESS) | Regulatory Enforcement and Emergency Response | Completed before planned date | 2010-11 |
Evaluation of the Avian and Pandemic Influenza Preparedness Program Grants and Contributions | Disease and Injury Prevention and Mitigation; and Public Health Preparedness and Capacity | Completed before planned date | 2010-11 |
Evaluation of Foodborne Enteric Illness Prevention and Control Activities (including Listerioris) | Disease and Injury Prevention and Mitigation; and Surveillance and Population Health Assessment | Initiated | Expected to be completed in 2011-12 |
Evaluation of the Family Violence Program |
Health Promotion | Initiated | Expected to be completed in 2011-12 |
Evaluation of the Aboriginal Head Start in Urban and Northern Communities Program |
Health Promotion | Initiated | Expected to be completed in 2011-12 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of the Account Verification Framework | Financial Management controls | Completed | 2011-09-15 |
Audit of Vote-Netted Revenue and Cost Recovery | Financial Management controls | Completed | 2011-06-09 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
2010-11 Follow-up Audit of the First Nations Policing Program Management Action Plan | Assurance | Completed | 2011-01-27 |
2010-11 Audit of Leave and Overtime | Assurance | Completed | 2011-01-27 |
2010-11 Advisory Services on the Control Framework for the Policing Infrastructure Fund in support of the Economic Action Plan | Advisory | Completed | 2011-03-31 |
2010-11 National Crime Prevention Strategy | Assurance | Initiated | N/A |
2010-11 Talent Management | Assurance | Initiated | N/A |
2010-11 Audit of the Expenditures controls over Grants and Contributions Programs | Assurance | Initiated | N/A |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
2009-10 Interim Evaluation of the Youth Gang Prevention Fund | Crime Prevention | Completed | 2010-06-15 |
2009-10 Formative Evaluation of the Security Infrastructure Program | Crime Prevention | Completed | 2010-02-24 |
2009-10 Evaluation of the Securities Certificates Initiative | National Security | Completed | 2010-09-10 |
2009-10 Evaluation of the First Nations Policing Program | Law Enforcement | Completed | 2010-05-28 |
2009-10 Evaluation of the Integrated Market Enforcement Teams | Law Enforcement | Completed | 2011-03-17 |
2009-10 Evaluation of the Effective Corrections Initiative | Corrections | Completed | 2010-11-30 |
2009-10 Evaluation of the Investments to Combat the Criminal Use of Firearms | Law Enforcement | Completed | 2011-03-30 |
2010-11 Evaluation of the Workers Compensation Program | Emergency Management | Completed | 2011-03-17 |
2010-11 Evaluation of the Youth Gang Prevention Fund | Crime Prevention | Completed | 2011-03-18 |
2010-11 Evaluation of the Great Lakes/St. Lawrence Marine Security Operations | Emergency Management | Ongoing | 2011-10-31 |
2011-12 Evaluation of the Disaster Financial Assistance Program | Emergency Management | Ongoing | 2011-10-31 |
* All Public Safety Canada evaluations.
[1] This table reflects the results of internal audits conducted in 2010-11 as per the previous Risk-based Audit Plan (RBAP) and RPP 2010-11.
Name of Internal Audit | Audit Type | Status | Completion Date | Link to Report |
---|---|---|---|---|
Human Resources (HR) Special Projects - PeopleSoft | Project and Process Management | Completed | Q3 – 2010-2011 | Audit of Human Resources Special Projects - PeopleSoft - Final Report |
Cost Management of Information Technology | Management Controls and Risk Management | Completed | Q3 – 2010-2011 | Internal Audit of Cost Management of Information Technology - Final Report |
Selected Advance Contract Award Notices - Final Report | Compliance and Process Management | Completed | Q4 – 2010-2011 | Audit of Selected Advance Contract Award Notices - Final Report |
Management of Audit and Data Services Branch | Fundamental Controls | In progress | Est. Q2 – 2011-2012 | |
Human Resources Planning | Fundamental Controls | In progress | Est. Q2 – 2011-2012 |
The following are the main audit conclusions:
Human Resources Special Projects – PeopleSoft: The execution of this project achieved all strategic objectives. The partnering with Veterans’ Affairs Canada realized cost economies and helped mitigate some of the risks associated with the implementation and operation of a new system. Some existing processes could be bolstered such as improvement in tracking training, system access and business continuity. In general, the successful implementation of PeopleSoft provided the PSC with an up-to-date application to manage HR effectively.
Cost Management of Information Technology: The auditors found that Information Technology Services Directorate (ITSD) has made inroads in addressing the recommendations from two consulting studies, along with the 2004 audit on IT planning. A governance structure based on a partnership of ITSD and business lines has been established. Over the past few years, ITSD has put in place a more disciplined long-term approach, including a strategic IT plan, an evergreen plan and a systems rationalization exercise. Resource allocation and investment prioritization processes are also being strengthened. Some work remains in the areas of oversight and governance, investment management and costs and performance of IT-enabled investments and services.
Selected Advance Contract Award Notices: This audit determined that the exception used to justify the selection of the Advance Contract Award Notices as an instrument for a specific procurement was not correct. Overall, the audit found that Procurement Services provided the necessary support and advice to program management in the procurement of the advisory services required, although some of its procurement practices needed improvement. Furthermore, procurement files were not sufficiently complete. The PSC’s Internal Audit Committee also recommended that the PSC seek guidance from TBS on procurement mechanisms to use for similar situations in the future.
The Internal Audit Directorate made recommendations for improvement relating to the above projects and management provided sound action plans to address them all.
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date | Electronic Link to Report |
---|---|---|---|---|---|
Priority Administration | 1.1.0 | Summative evaluation | Completed | March 2011 | Evaluation Policy, Plans and Reports |
Communications and Parliamentary Affairs | 2.1.0 | Summative evaluation | Completed | March 2011 | Evaluation Policy, Plans and Reports |
Assessment Policy – Requirements Specific to the EX Category | 1.1.1 | Summative evaluation | Completed – review and approval phase | March 2011 | - |
Follow-Up Study to the Evaluation of the Post-Secondary Recruitment Program and Other Recruitment Methods into the Public Service | 1.3.1 | Follow-up study | Completed | February 2011 | Evaluation Policy, Plans and Reports |
Federal Student Work Experience Program (FSWEP), Research Affiliate Program (RAP), Co-operative Education and Internship Program (CO-OP) | 1.3.1 | Summative evaluation | On hold due to policy changes being made | To be determined | |
Information Management Office | 2.1.2.3A | Summative evaluation in 2012-2013 | Evaluation framework in progress | Q2 2012 |
Evaluation
The PSC's Policy on Evaluation, 2009 was approved in June 2009 and reflects the priorities of the PSC and changes made to the TBS Policy on Evaluation, 2009 as it pertains to the PSC. The rolling Risk-based PSC Five-Year Evaluation Plan 2009-2014 was recently updated to take into consideration emerging issues and priorities and to show progress towards increased evaluation coverage. The approved Plan is strategically integrated into the PSC's overall management activities and supports decision-making with the generation of strategically focused, objective and evidence-based information about the performance of the policies, programs and initiatives of the PSC as an organization. We assess risk regularly as part of our annual planning process.
The PSC posts all completed evaluations on its Web site.
The table below shows the outlook for evaluations to be completed over the next three years.
Name of Evaluation | Program Activity Architecture Link | Status | Expected Completion Date |
---|---|---|---|
Central Recruitment Programs - RAP/CO-OP/FSWEP | Staffing Services and Assessment | Planned | 2010-2011 |
Assessment Methods - Reference Checks | Appointment Integrity and Political Neutrality | Planned | 2010-2011 |
EX Resourcing | Staffing Services and Assessment | Planned | 2010-2011 |
Information Management Project and Strategy | Internal Services | Planned | 2011-2012 |
Political Activities | Appointment Integrity and Political Neutrality | Planned | 2011-2012 |
General Recruitment (Sector Framework) | Staffing Services and Assessment | Planned | 2012-2013 |
Delegated Authorities and Strategic Staffing | Appointment Integrity and Political Neutrality | Planned | 2012-2013 |
Electronic link to the PSC's Five-year Evaluation Plan 2011-2016
Name of Internal Audit | Internal Audit Type | Status | Completion Date | Electronic Link to Report |
---|---|---|---|---|
Audit of Project Management by Professional and Technical Services Management | Assurance | Completed (carry forward from 2009-2010) | September 2010 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Annual Attest Audits of the Financial Statements of Revolving Funds for the fiscal year ended March 31, 2010:
|
Annual Financial Attest Audits of Revolving Funds | Completed (planned 2010-2011) | September 2010 | Report is available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Annual Attest Audit of the Financial Report of Administrative Costs Chargeable to the Canada Pension Plan for the fiscal year ended March 31, 2010 | Annual Financial Attest Audit | Completed (planned 2010-2011) | November 2010 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Audit of Liabilities and Contingent Liabilities related to Contaminated Sites | Assurance | Completed (carry forward from 2007-2008) | November 2010 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Audit (consisting of specified forensic audit procedures) of Expenditures under the SNC-Lavalin O&M Contracts | Assurance | Completed (planned 2010-2011) | January 2011 | Report is available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Audit of Written Agreements between Selected Branches and the Information Technology Services Branch | Assurance | Completed (carry forward from 2009-2010) |
March 2011 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date | Electronic Link to Report |
---|---|---|---|---|---|
Evaluation of Heritage Conservation Activities | Accommodation and Real Property Assets Management | Summative | Completed (carry forward from 2008-2009) | January 2011 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Evaluation of the Information Technology Shared Services Telecommunications Line of Business | Information Technology Infrastructure Services | Summative | Completed (carry forward from 2009-2010) | March 2011 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Evaluation of Large Space Accommodation Projects | Accommodation and Real Property Assets Management | Summative | Completed (carry forward from 2009-2010) |
March 2011 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Evaluation of Shared Travel Services Initiative | Specialized Programs and Services | Summative | Completed (carry forward from 2009-2010) | March 2011 | Report will be available at: http://www.tpsgc-pwgsc.gc.ca/bve-oae/rapports-reports/2010-2011-eng.html |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
The Office of the Comptroller General conducted a horizontal internal audit of Information Management in small departments and agencies including the RCMP External Review Committee. | audit | in progress | December 2011 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Canada Firearms Centre – Management Control Framework | Operational Assurance Engagement | Completed | May 2010 |
International Peace Operations Benefits | Operational Assurance Engagement | Completed | May 2010 |
Communications | Operational Assurance Engagement | Completed | February 2011 |
Directed Audit of the Sensitive Expenditures – FY 2008-09 | Operational Assurance Engagement | Completed | April 2011 |
Capital Assets (renamed Moveable Assets) | Operational Assurance Engagement | Completed | January 2011 |
Directed Audit of the Sensitive Expenditures – FY 2009-10 | Operational Assurance Engagement | Completed | April 2011 |
2010 Olympic Games Operational Security Financial Expenditures (renamed Major Events Audit) | Operational Assurance Engagement |
Proposal to remove from risk-based audit planning 1. Approved by the Commissioner in June 2011. |
|
Business Continuity Planning (BCP) | Operational Assurance Engagement | In Progress | July 2012 (estimated) |
Directed Audit of Investment Plan | Operational Assurance Engagement | Completed | April 2011 |
Personnel Security | Operational Assurance Engagement | In Progress | October 2011 |
Quality of Human Resources Personnel Data | Operational Assurance Engagement | In Progress | July 2012 (estimated) |
Technological Crime Program | Operational Assurance Engagement | In Progress | January 2012 (estimated) |
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Vancouver 2010 Olympics – Games Security and Public Safety Evaluation |
1.2.7 Major Events | Acceptance/Approval | March 2012 |
G8/G20 Leaders Summits | 1.2.7 Major Events | Reporting | March 2012 |
1.2.3 Economic Integrity | Completed | March 2011 | |
1.2.3 Economic Integrity | Completed | March 2011 | |
1.2.3 Economic Integrity | Completed | March 2010 | |
Field Coaching Program | 6.2.1 Human Resource Management | Pending decision by Departmental Evaluation Committee | March 2012 |
Alberta Health Care – Member Benefits Pilot | 6.2.1 Human Resource Management | Reporting |
Fall 2011 |
National Counterfeit Enforcement Strategy | 1.2.3 Economic Integrity | Approval/Acceptance | Fall 2011 |
Fort McMurray Attraction and Retention Allowance | 6.2.5 Travel & other Administrative Services | Assessment phase | Fall 2011 |
Great Lakes – Marine Security Operations Centre | 1.2.2 Border Integrity (Marine & Ports) | Will start in 2012-13 | March 2013 |
Community Safety Officer Pilot | 1.1.1.1 Provincial/ Territorial Policing | Approval/Acceptance | Fall 2011 |
Project Concept Pilot | 1.2.2 Border Integrity | Reporting | Fall 2011 |
Canadian Policing Arrangement (horizontal) | 2.1.1.1 International Peace Operations | Approval/Acceptance | Fall 2011 |
Aboriginal Shield Program | 1.1.3 Aboriginal Policing | Planning | March 2012 |
Federal Contaminated Sites Action Plan (horizontal) | 4.1.3.1 Real Property | Reporting | March 2012 |
Border Integrity | 1.1 Federal and International Operations | Planned in first year of 5-year plan (2012-13) | March 2013 |
National Security | 1.1 Federal and International Operations | Planned in first year of 5-year plan (2012-13) | March 2013 |
Criminal Intelligence | 3 Quality Policing Support Services | Planned in first year of 5-year plan (2012-13) | March 2013 |
1. Name of Internal Audit | 2. Audit Type | 3. Status | 4. Completion Date |
---|---|---|---|
Audit of the Enterprise Awards Management System (EAMS) Project | Systems under development | Completed | August 2010 |
Audit of Corporate Information Management | Compliance audit | Completed | March 2011 |
All audit reports are or will be posted in the Publications section of SSHRC's website, at www.sshrc-crsh.gc.ca/about-au_sujet/publications/audit-verification-eng.aspx.
1. Name of Evaluation | 2. Program Activity | 3. Status | 4. Completion Date |
---|---|---|---|
Tenth-Year Evaluation of the Canada Research Chairs Program | Research Chairs | Completed | December 8, 2010 |
Summative Cluster Evaluation of the SSHRC Institutional Grants (SIG) and Aid to Small Universities (ASU) Programs | Strategic Research Development | Completed | January 14, 2011 |
Summative Evaluation of the Standard Research Grants and Research Development Initiatives Programs | Investigator-Framed Research and Strategic Research Development | Completed | January 14, 2011 |
Summative Evaluation of the Social Economy Suite | Targeted Research and Training Initiatives | Cancelled | N/A |
Summative Evaluation of the Postdoctoral Fellowships Program | Fellowships, Scholarships and Prizes | In progress | December 2011 |
Summative Evaluation of the Prizes and Special Fellowships Program | Fellowships, Scholarships and Prizes | In progress | April 2012 |
Summative Evaluation of the International Opportunities Fund Program | Strategic Research Development | Cancelled | N/A |
Summative Evaluation of the Research Publishing Programs | Research Dissemination and Knowledge Translation | Cancelled | N/A |
Summative Evaluation of the Research Events Programs | Research Networking | Cancelled | N/A |
All evaluation reports are or will be posted in the Publications section of SSHRC's website, at www.sshrc-crsh.gc.ca/about-au_sujet/publications/evaluations-eng.aspx.
Name of Internal Audit | Audit Type | Status | Completion Date |
---|---|---|---|
Data Sharing Agreement Program | Program | Completed | April 2010 |
IT Framework and Contracting Expenditures Management Accountability Framework | Management Accountability Framework | Completed | April 2010 |
Research Data Centres Program | Program | Completed | October 2010 |
Annual Population Estimates Certification | Program | Completed | March 2011 |
Audit of Physical Security of Census Data | Management Accountability Framework | Completed | March 2011 |
Statistics Canada has a unique system of ongoing evaluation of all its statistical and corporate services programs. Each group at Statistics Canada prepares a thorough quadrennial program review that identifies accomplishments, challenges and future priorities along, with users' satisfaction with services provided. The biennial program report updates the quadrennial program reviews at mid-cycle.
The following table provides a list of program evaluations conducted in 2010-11.
Name of Evaluation and Link to Report | Program Activity | Status | Completion Date |
---|---|---|---|
1.1.1 Income and Expenditure Accounts | Economic Statistics | In progress | Approval forecast for August 2011 |
1.1.2 Environment Accounts and Statistics | Economic Statistics | Approved | June 2011 |
1.1.5 Industry Accounts | Economic Statistics | In progress | Approval forecast for August 2011 |
1.2.0 Analytical Studies | Economic Statistics | In progress | Approval forecast for August 2011 |
1.3.1 Manufacturing, Construction and Energy Statistics | Economic Statistics | Approved | October 2010 |
1.3.3 Service Industries Statistics | Economic Statistics | Postponed | Approval forecast for March 2012 |
1.4.4 Industrial Organization and Finance Statistics | Economic Statistics | Approved | February 2011 |
1.5.2 Small Business and Special Surveys | Economic Statistics | Postponed | Approval forecast for November 2012 |
1.5.4 Transportation Statistics | Economic Statistics | In progress | Approval forecast for July 2011 |
2.1.2 Culture Statistics | Social Statistics | Incorporated into 3.2 Demography | Approval in 2011-12 |
2.1.3 Tourism Statistics | Social Statistics | In progress | Approval presentation scheduled for July 2011 |
2.1.4 Education Statistics | Social Statistics | In progress | Approval presentation scheduled for July 2011 |
2.2.0 Health Statistics | Social Statistics | Approved | May 2011 |
2.4.3 Labour and Household Surveys Analysis | Social Statistics | Incorporated into 2.4.4 Labour Statistics Division | Approval in 2011-12 |
4.1.1 Management and Oversight Services | Internal Services | Postponed | Approval in 2011-12 |
4.1.2 Communications Services | Internal Services | Completed March 2011 | Approval presentation scheduled for July 2011 |
4.2.3 Information Management Services | Internal Services | Postponed | Approval in 2011-12 |
4.3.1 Materiel Services | Internal Services | Postponed | Approval in 2011-12 |
4.3.2 Acquisition Services | Internal Services | Postponed | Approval in 2011-12 |
Standards | Corporate Infrastructure Services1 | Completed May 2011 | Approval presentation scheduled for July 2011 |
Collection and Regional Services | Corporate Infrastructure Services1 | Approved | February 2011 |
Collection Systems and Infrastructure | Corporate Infrastructure Services1 | In progress | Forecast for October 2011 |
Systems Development | Corporate Infrastructure Services1 | In progress | Forecast for October 2011 |
Information Technology Systems | Corporate Infrastructure Services1 | In progress | Forecast for August 2011 |
Tax Data | Corporate Infrastructure Services1 | In progress | Forecast for July 2011 |
Business Register | Corporate Infrastructure Services1 | In progress | Forecast for July 2011 |
Human Resources Branch2 | Corporate Infrastructure Services1 | Approved | March 2011 |
Microdata Access Division2 | Social Statistics | Approved | April 2011 |
1. Corporate Infrastructure Services are defined as costs that cannot be linked to a specific program subactivity. 2. Not on original evaluation schedule. |
1. Name of Internal Audit |
2. Internal Audit Type |
3. Status |
4. Completion Date |
---|---|---|---|
Horizontal Internal Audit of the Grants and Contributions Management Control Framework | Assurance | Completed | March 2011 |
1. Name of Evaluation |
2. Program Activity |
3. Status |
4. Completion Date |
---|---|---|---|
Summative Evaluation of the Women’s Program | Women’s participation in Canadian society | In progress | 2011–2012 |
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Preliminary Survey of Information Management/Information Technology | Preliminary Survey | Completed | June 2010 |
Audit of Selected Departmental Economic Action Plan Initiatives | Assurance | Completed | October 2010 |
Audit of the Motor Vehicle Test Centre Economic Action Plan Initiatives | Assurance | Completed | October 2010 |
Standardized Grant and Contribution Audit Criteria | Advisory | Completed | October 2010 |
Verification of the Departmental Priority Payment Process | Assurance | Completed | January 2011 |
Review of the Fraud Risk Management Framework | Advisory | Completed | January 2011 |
Audit of Marine Safety Delegated Programs | Assurance | Completed | January 2011 |
Audit of Aviation Security Regulatory Oversight | Assurance | In Progress | April 2011 |
Identification and Management of Conflict of Interest Situations at Transport Canada | Advisory | In Progress | April 2011 |
Audit of Financial Controls for Procurement | Assurance | In Progress | June 2011 |
Follow-Up Audit of Vehicle Fleet Management | Assurance | In Progress | June 2011 |
Electronic Link to Internal Audit Reports
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Evaluation of the Strategic Highways Program | Transportation Infrastructure | Value-for-money evaluation | Completed | June 2010 |
Evaluation of the Marine Safety Program Activity | Marine Safety | Value-for-money evaluation | Completed | November 2010 |
Evaluation of Rail Passenger Stewardship and Support | Transportation Infrastructure | Value-for-money evaluation | Completed | November 2010 |
Evaluation of the Clean Transportation Theme | Clean Air from Transportation | Value-for-money evaluation | In Progress | July 2011 |
Evaluation of Transportation of Dangerous Goods | Transportation of Dangerous Goods | Value-for-money evaluation | In Progress | July 2011 |
Evaluation of the Air Cargo Security Program | Aviation Security | Value-for-money evaluation | In Progress | July 2011 |
Evaluation of Transport Canada’s Contribution to the Canadian Business Aviation Association | Aviation Safety | Value-for-money evaluation | In Progress | July 2011 |
Evaluation of Airport Infrastructure | Transportation Infrastructure | Value-for-money evaluation | In Progress | September 2011 |
Evaluation of the Grant to BC Ferries | Transportation Infrastructure | Value-for-money evaluation | In Progress | September 2011 |
Evaluation of the Contribution Agreement with the Transportation Association of Canada | Transportation Infrastructure | Value-for-money evaluation | In Progress | September 2011 |
Evaluation of the Road Safety Program Activity | Road Safety | Value-for-money evaluation | In Progress | September 2011 |
Evaluation of the Memorandum of Understanding with the Railway Association of Canada | Surface and Intermodal Security | Value-for-money evaluation | In Progress | September 2011 |
Electronic Link to Internal Evaluation Reports
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Audit of the Management of the Public Service Disability Insurance Plan | Assurance | Completed | August 2010 |
Audit of Account Verification | Assurance | Completed | April 2010 |
Audit of the Management Control Framework of the Public Service Pension Plan | Assurance | In progress | October 2011 |
Audit of Business Continuity Planning | Assurance | In progress | October 2011 |
Name of Evaluation1 | Program Activity | Status | Completion Date |
---|---|---|---|
Summative Evaluation of the Pilot Project on Non-Lapsing Appropriations for Capital Asset Management | Management Frameworks | Completed | September 2010 |
Evaluation of the Cabinet Directive on Streamlining Regulations | Management Frameworks | Completed | May 2011 |
Evaluation of the International Public Sector Accounting Standards Board | Management Frameworks | Completed | May 2011 |
Evaluation of the Policy on Internal Audit | Management Frameworks | Completed | June 2011 |
Evaluation of the PMSA [Public Service Modernization Act] Strategic Investment Framework | People Management (Former Canada Public Service Agency) | Finalization stage | September 2011 |
Evaluation of the Joint Learning Program | People Management | In progress | September 2011 |
Evaluation of the Official Languages Centre of Excellence Initiative, a component of the Treasury Board of Canada Secretariat under the Road Map for Canada's Linguistic Duality | People Management | In progress | April 2012 |
Evaluation of Comprehensive Management of Compensation | People Management | In progress | September 2012 |
Name of Internal Audit | Audit Type | Status (March 2010) | Completion Date |
---|---|---|---|
Information Management Risk Assessment | Advisory | In progress | |
Long-Term Care Community Facilities Audit | Assurance | In progress | |
Review of the Adequacy of Corporate Risk Management | Review | In progress | |
Ex Gratia Payment Audit | Assurance | In progress | |
Responsibility Centre Phase II Audit | Assurance | In progress | |
Audit of the Federal Health Claims Processing System (FHCPS) Service Provider Registration Process | Assurance | In progress | |
Audit of Quebec District Office (aka Responsibility Centre Phase I) | Assurance | Completed | October 2010 |
Third Party Administered Accounts Audit | Assurance | Completed | October 2010 |
Chief Audit Executive"s Annual Executive Report on Internal Audit Function | Advisory | Completed | December 2010 |
Veterans Independence Program Audit | Advisory | Completed | May 2010 |
Employee Compensation Audit | Assurance | Completed | May 2010 |
Employee Compensation Audit | Assurance | Completed | May 2010 |
Electronic Link to Reports: Audit and Evaluation reports are posted on the Veterans Affairs Canada web site upon completion.
http://www.vac-acc.gc.ca/general/sub.cfm?source=department/reports/deptaudrep
Name of Evaluation | Program Activity | Evaluation Type | Status | Completion Date |
---|---|---|---|---|
Salute! Evaluation | Remembrance Outreach | Summative | In progress | |
Evaluation of the Residential Treatment Clinic for Operational Stress Injuries | Veterans Health Care and Re-establishment | Summative | In progress | |
Case Management Evaluation | Veterans Health Care and Re-establishment | Summative | In progress | |
Veterans Independence Program Evaluation | Veterans Health care and Re-establishment | Formative | In progress | |
New Veterans Charter Phase III | Compensation and Financial Support and Veterans Health care and Re-establishment | Formative | Completed | February 2011 |
New Veterans Charter Phase II | Compensation and Financial Support and Veterans Health care and Re-establishment | Formative | Completed | August 2010 |
Evaluation of Disability Pensions and Awards | Compensation and Financial Support | Summative | Completed | August 2010 |
Electronic Link to Reports: Audit and Evaluation reports are posted on the Veterans Affairs Canada web site upon completion.
http://www.vac-acc.gc.ca/general/sub.cfm?source=department/reports/deptaudrep
Name of Internal Audit | Internal Audit Type | Status | Completion Date |
---|---|---|---|
Monitoring and Payments | Transfer Payments | Completed | June 2011 |
Regional Operations - British Columbia | Management Controls | Completed | October 2010 |
Regional Operations - Saskatchewan | Management Controls | Completed | November 2010 |
Regional Operations - Alberta | Management Controls | Completed | March 2011 |
Regional Operations - Manitoba | Management Controls | Completed | December 2010 |
Information Management/Information Technology Governance | Information Technology | In Progress | December 2011 |
The electronic link to the completed reports is: http://www.wd-deo.gc.ca/eng/60.asp
Name of Evaluation | Program Activity | Status | Completion Date |
---|---|---|---|
Entrepreneurs with Disability Initiative | Impact Evaluation | Completed | March 2011 |
Mountain Pine Beetle Initiative | Impact Evaluation | Completed | April 2011 |
The electronic link to the completed reports is: http://www.wd-deo.gc.ca/eng/60.asp